DFX Intelligence

F•••••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

F•••••••• A••••••

Advisor at P••• A••••• S••••••••• L••

CHERRY HILL, NJ | HOLMDEL, NJ

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Search this name across graphsid dfx:ria:53a04542-57b4-df6e-39f0-46081cd4afc7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Dec 11, 2024	n/a	yes	CHERRY HILL, NJ\|HOLMDEL, NJ	Current employment
O•••• F•• I•••	Former SEC adviser	Aug 5, 2019	Dec 12, 2024	no	RADNOR, PA\|FORT WAYNE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	P••• A••••• S••••••••• L••	Dec 12, 2024	Dec 11, 2024	-1	Firm change	Ibd to ibd
R••••••••• I•••	O•••• F•• I•••	Aug 7, 2019	Aug 5, 2019

Relationships

Registered with (6)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
Dec 11, 2024 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Aug 5, 2019 to Dec 12, 2024factForm ADV
→ R••••••••• I•••Registered adviserregistration: previous registration
Dec 3, 2018 to Aug 7, 2019factForm ADV
→ B•••••• C•••••• I••

Dated events

Occurred
Dec 12, 2024
Advisor changed firm
F•••••••• A•••••• left O•••• F•• I••• for P••• A••••• S••••••••• L•• (registered 2024-12-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53a04542-57b4-df6e-39f0-46081cd4afc7
First observed: Aug 22, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.