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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

David Raymond Rapp

Advisor at MUTUAL ADVISORS, LLC

OMAHA, NE | Greensboro, NC

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Search this name across graphsid dfx:ria:53a3fc65-e921-a5d0-28f9-12bb5ea07796

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: May 4, 1994
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2468484

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Oct 24, 2024	n/a	yes	Greensboro, NC\|OMAHA, NE	Current employment
EDWARD JONES	National bd RIA	Sep 8, 2023	Oct 3, 2024	no	HIGH POINT, NC	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 26, 2005	May 27, 2005	no	DURHAM, NC	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Dec 31, 2001	Jun 12, 2003	no	GREENSBORO, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	MUTUAL ADVISORS, LLC	Oct 3, 2024	Oct 24, 2024	21	Firm change	Ibd to ibd
VALIC FINANCIAL ADVISORS, INC.	EDWARD JONES	May 27, 2005	Sep 8, 2023	6,678	Firm change after gap	Other
M HOLDINGS SECURITIES, INC.	VALIC FINANCIAL ADVISORS, INC.	Jun 12, 2003	May 26, 2005	714	Firm change after gap	Other

Relationships

Registered with (4)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Oct 24, 2024 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 8, 2023 to Oct 3, 2024factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 26, 2005 to May 27, 2005factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Dec 31, 2001 to Jun 12, 2003factForm ADV

Dated events

Occurred
Oct 3, 2024
Advisor changed firm
David Raymond Rapp left Edward Jones for Mutual Advisors, Llc (registered 2024-10-24)
Form ADVobserved 6 days ago