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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)32 years in industry

JEFFREY DOMINIC DATTOLO

Advisor at PROSPERITY CAPITAL ADVISORS

Red Bank, NJ | WESTLAKE, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITY CAPITAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Oct 6, 1993
First registration: Jun 14, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1697777

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITY CAPITAL ADVISORS	Independent wealth	Apr 30, 2026	n/a	yes	WESTLAKE, OH\|Red Bank, NJ	Current employment
NATIONWIDE SECURITIES, LLC	No RAUM reported	Apr 27, 2009	Nov 1, 2010	no	CRANFORD, NJ	Previous registration
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Jun 23, 2008	Mar 13, 2009	no	Morristown, NJ\|WAYNE, NJ\|HICKORY, NC\|Morristown, NJ\|HICKORY, NC\|TOTOWA, NJ	Previous registration
PTS BROKERAGE, LLC	Former SEC adviser	Dec 18, 2007	Jun 23, 2008	no	POMPTON LAKES, NJ\|Mount Laurel, NJ	Previous registration
FIRST MONTAUK SECURITIES CORP.	n/a	Jun 14, 2004	Dec 31, 2005	no	FAIRFIELD, NJ\|FAIRFIELD, NJ\|RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONWIDE SECURITIES, LLC	PROSPERITY CAPITAL ADVISORS	Nov 1, 2010	Apr 30, 2026	5,659	Firm change after gap	Other
CAPITOL SECURITIES MANAGEMENT, INC.	NATIONWIDE SECURITIES, LLC	Mar 13, 2009	Apr 27, 2009	45	Firm change	Other
PTS BROKERAGE, LLC	CAPITOL SECURITIES MANAGEMENT, INC.	Jun 23, 2008	Jun 23, 2008	0	Firm change	Other
FIRST MONTAUK SECURITIES CORP.	PTS BROKERAGE, LLC	Dec 31, 2005	Dec 18, 2007	717	Firm change after gap	Other

Relationships

Registered with (5)

→ PROSPERITY CAPITAL ADVISORSRegistered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 27, 2009 to Nov 1, 2010factForm ADV
→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 23, 2008 to Mar 13, 2009factForm ADV
→ PTS BROKERAGE, LLCRegistered adviserregistration: previous registration
Dec 18, 2007 to Jun 23, 2008factForm ADV
→ FIRST MONTAUK SECURITIES CORP.Registered adviserregistration: previous registration
Jun 14, 2004 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.