DFX Intelligence
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Reading the graph
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Advisor at U•• S••••••••• I•••
GLASTONBURY, CT | Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U•• S••••••••• I••• | No RAUM reported | Aug 11, 2026 | n/a | yes | GLASTONBURY, CT|Omaha, NE | Current employment |
| P•••• C•••••• F•••••••• | Mixed wealth | Oct 5, 2021 | May 17, 2024 | no | OVERLAND PARK, KS|Omaha, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• C•••••• F•••••••• | U•• S••••••••• I••• | May 17, 2024 | Aug 11, 2026 | 816 | Firm change after gap | Other |
| A••••••• A••••••• S••••••• | P•••• C•••••• F•••••••• | Sep 30, 2021 | Oct 5, 2021 |
| A••••••• A••••••• S••••••• | Former SEC adviser | Feb 24, 2020 | Sep 30, 2021 | no | Lincoln, NE|La Vista, NE | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Jun 28, 2018 | Dec 16, 2019 | no | OMAHA, NE | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Nov 4, 2013 | Feb 11, 2016 | no | DES MOINES, IA|OVERLAND PARK, KS|DES MOINES, IA|OVERLAND PARK, KS | Previous registration |
| 5 |
| Firm change |
| Ibd to RIA |
| P•••••••• S••••••••• I••• | A••••••• A••••••• S••••••• | Dec 16, 2019 | Feb 24, 2020 | 70 | Firm change | Ibd to ibd |