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P••• M•••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

P••• M•••••• K••••

Advisor at W•••••• W••••• M••••••••• L••

Greenwood Village, CO

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Search this name across graphsid dfx:ria:53b28968-dcae-7b53-1578-e675cea2f042

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W••••• M••••••••• L••	Independent wealth	Apr 16, 2024	n/a	yes	Greenwood Village, CO	Current employment
T••••••• F•••••••• P•••••••	Independent wealth	Aug 3, 2021	Apr 16, 2024	no	LITTLETON, CO\|ENCAMPMENT, WY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• F•••••••• P•••••••	W•••••• W••••• M••••••••• L••	Apr 16, 2024	Apr 16, 2024	0	Firm change	RIA to RIA
E•••••••• A•••••••• L••	T••••••• F•••••••• P•••••••	Aug 12, 2021	Aug 3, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:315215:CO:2021-08-11	Aug 12, 2021	Aug 3, 2021	LITTLETON, CO	Firm change

Relationships

Registered with (3)

→ W•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 16, 2024 to presentfactForm ADV
→ T••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 3, 2021 to Apr 16, 2024factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 5, 2011 to Aug 12, 2021factForm ADV

Dated events

Occurred
Apr 16, 2024
Advisor changed firm
P••• M•••••• K•••• left T••••••• F•••••••• P••••••• for W•••••• W••••• M••••••••• L•• (registered 2024-04-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53b28968-dcae-7b53-1578-e675cea2f042
First observed: Jan 5, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.