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T••••• R••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

T••••• R••••• F••••

Advisor at C•••••• P••••••• I••••••••• G•••• L••

C••••••, IL | BURR RIDGE, IL

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Search this name across graphsid dfx:ria:53b2e973-ddbc-154a-2611-3592865fdf6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 28, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P••••••• I••••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P••••••• I••••••••• G•••• L••	Independent wealth	Nov 15, 2024	n/a	yes	BURR RIDGE, IL\|C••••••, IL	Current employment
B•••••••• A••••••••• I•••	Former SEC adviser	May 15, 2012	Jan 6, 2025	no	BURR RIDGE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A••••••••• I•••	C•••••• P••••••• I••••••••• G•••• L••	Jan 6, 2025	Nov 15, 2024	-52	Firm change after gap	Other
L••••• A•••• M•••••••••	B•••••••• A••••••••• I•••	Apr 27, 2005	May 15, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
10416:147662:IL:2024-12-31	Jan 6, 2025	Nov 15, 2024	BURR RIDGE, IL	Firm change after gap

Relationships

Registered with (3)

→ C•••••• P••••••• I••••••••• G•••• L••Registered adviserregistration: current employment
Nov 15, 2024 to presentfactForm ADV
→ B•••••••• A••••••••• I•••Registered adviserregistration: previous registration
May 15, 2012 to Jan 6, 2025factForm ADV
→ L••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jan 28, 1999 to Apr 27, 2005factForm ADV

Dated events

Occurred
Jan 6, 2025
Advisor changed firm
T••••• R••••• F•••• left B•••••••• A••••••••• I••• for C•••••• P••••••• I••••••••• G•••• L•• (registered 2024-11-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53b2e973-ddbc-154a-2611-3592865fdf6b
First observed: Jan 28, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.