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C•••••• P••••••• I••••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

C•••••• P••••••• I••••••••• G•••• L••

CRD 147662

C••••••, IL

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Search this name across graphsid dfx:ria:2ef9f508-080a-fcdb-258a-44f97c8592c4

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 94
Dated events: 12
On other graphs: 1
Observed: Mar 27, 2012 to Mar 18, 2026
59 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• P••••••• I••••••••• G•••• L••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.01 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $7.5BItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.1B
Private client RAUM: $7.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 54
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 55

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• G••••• H•••••••	Chartered Financial Analyst	C••••••, IL	4	22	3	no
J•••• R••••• H•••••	Certified Financial Planner	C••••••, IL	4	15

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••••••• E••••• F••• L••	Other Private Fund	$49.4M	Mar 18, 2026	1	Oct 28, 2020	reported	021-374651
C•••••• P••••••• D••••••••• T•• A•••• F•••	n/a	$32.1M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• J••••• G•••••	MANAGING MEMBER	E	yes	08/2008	Mar 27, 2012	Nov 27, 2024
G••••• N•••••••• A•	Partner	Na	no	09/2021	Sep 9, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C• I•••••••• G••••• L••	n/a	n/a	n/a	N	no	n/a
N•• G•••• G•••• L••	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Prescott	Az	United States	3	no
Naples	FL	United States	2	no
Honolulu	Hi	United States	2	no
Miami	FL	United States	1	no
SANTA ROSA BEACH	FL

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	1.9%	1	1	0	5	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.5B	$6.0B	25.4%	$3.6B	27.0%	73	50	19	19

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••••••• A••••••••• I•••	2	Dec 31, 2024	Nov 15, 2024	BURR RIDGE, IL	Team lift out	Other	100.0%

Relationships

showing 80 of 94

Registered with (55)

← Nicholas MuscolinoAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← Connor Michael GarrigusAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← John W•••••• T•••••Advisorregistration: current employment
Mar 10, 2026 to presentfactForm ADV
← Logan Michael Finnegan

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 21, 2026
Advisor changed firm
Brittany A Buffington left C•••••• P••••••• I••••••••• G•••• L•• for Manning & Napier Advisors, Llc (registered 2026-06-25)
Form ADVobserved 7 days ago
Occurred
Mar 18, 2026
Regulatory AUM changed
C•••••• P••••••• I••••••••• G•••• L•• reported RAUM $7.5B, up 25% from $6.0B (2025-03-31 to 2026-03-18)
Form ADVobserved 7 days ago
$1.5B
Occurred
Mar 31, 2025
Regulatory AUM changed
C•••••• P••••••• I••••••••• G•••• L•• reported RAUM $6.0B, up 30% from $4.6B (2024-11-27 to 2025-03-31)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ef9f508-080a-fcdb-258a-44f97c8592c4
First observed: Mar 27, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 18, 2026	$7.5B	$6.1B	73	38	19	3	n/a
2024	Mar 31, 2025	$6.0B	$5.1B	50	46	19	2	n/a
2023	Mar 21, 2024	$4.6B	$4.2B	45	33	9	2	$58.0M
2022	Mar 27, 2023	$3.6B	$3.1B	45	27	6	2	$45.3M
2021	Mar 31, 2022	$3.7B	$3.2B	36	27	5	2	$40.8M
2020	Mar 2, 2021	$3.0B	$2.1B	31	26	5	2	$19.5M
2019	Mar 23, 2020	$2.5B	$1.6B	23	23	3	n/a	n/a
2018	Mar 29, 2019	$1.7B	$1.1B	21	13	2	n/a	n/a
2017	Apr 5, 2018	$1.6B	$1.3B	17	12	0	n/a	n/a
2016	Mar 22, 2017	$1.2B	$841M	14	10	n/a	n/a	n/a
2015	Mar 25, 2016	$1.1B	$723M	11	9	n/a	n/a	n/a
2014	Mar 25, 2015	$1.1B	$723M	8	6	n/a	n/a	n/a
2013	Mar 31, 2014	$877M	$416M	8	6	n/a	n/a	n/a
2012	Mar 28, 2013	$560M	$89.0M	6	2	n/a	1	$1.4M
2011	Mar 27, 2012	$500M	$50.8M	n/a	n/a	n/a	1	$1.0M