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RIA / WealthAdvisor11 years in industry

KELSEY SOFIA SUMMERS

Advisor at FISHER INVESTMENTS

PLANO, TX

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Search this name across graphsid dfx:ria:53b77ebc-676f-a603-8950-8fe1165654ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 7, 2019
First registration: May 8, 2019
Dual registered: no
Other names: Kelsey Sofia Summers|KELSEY S SUMMERS
IAPD individual key: 6776222

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER INVESTMENTS	Independent wealth	Dec 21, 2020	n/a	yes	PLANO, TX\|PLANO, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 1, 2020	Nov 19, 2020	no	SOUTH BEND, IN	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 8, 2019	May 28, 2020	no	Springfield, MO\|Edmund, OK	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 8, 2019	May 28, 2020	no	Aluquerque, NM\|SPRINGFIELD, MO\|SPRINGFIELD, MO\|Albuquerque, NM\|Oklahoma City, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	FISHER INVESTMENTS	Nov 19, 2020	Dec 21, 2020	32	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 28, 2020	Jul 1, 2020	34	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 28, 2020	May 8, 2019	-386	Channel change	Other

Relationships

Registered with (4)

→ FISHER INVESTMENTSRegistered adviserregistration: current employment
Dec 21, 2020 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2020 to Nov 19, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 8, 2019 to May 28, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 8, 2019 to May 28, 2020factForm ADV

Dated events

No dated event names this entity yet.