DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• W••••• M••••••••• I•••
Troy, OH | GUTHRIE CENTER, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• W••••• M••••••••• I••• | Independent wealth | Aug 22, 2023 | n/a | yes | Troy, OH|GUTHRIE CENTER, IA | Current employment |
| T••• F•••••••• | Independent wealth | Jun 15, 2020 | Aug 7, 2023 | no | TROY, OH|SCOTTSDALE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••• F•••••••• | A•••• W••••• M••••••••• I••• | Aug 7, 2023 | Aug 22, 2023 | 15 | Firm change | RIA to RIA |
| H••••• I••••••••• M••••••••• L•• | T••• F•••••••• | May 19, 2020 | Jun 15, 2020 |
| H••••• I••••••••• M••••••••• L•• | Independent wealth | Mar 31, 2014 | May 19, 2020 | no | TROY, OH|CINCINNATI, OH | Previous registration |
| G•••••• • C•••••• F•••••••• A•••••••• I••• | n/a | May 15, 2006 | May 5, 2014 | no | CENTERVILLE, OH | Previous registration |
| I••••••••• C••••••••• • R••••••• I••• | n/a | Jan 2, 2002 | May 11, 2004 | no | CENTERVILLE, OH | Previous registration |
| 27 |
| Firm change |
| RIA to RIA |
| G•••••• • C•••••• F•••••••• A•••••••• I••• | H••••• I••••••••• M••••••••• L•• | May 5, 2014 | Mar 31, 2014 | -35 | Firm change after gap | Other |
| I••••••••• C••••••••• • R••••••• I••• | G•••••• • C•••••• F•••••••• A•••••••• I••• | May 11, 2004 | May 15, 2006 | 734 | Firm change after gap | Other |