This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 20, 2021

First registration

Oct 25, 2021

Dual registered

yes, broker-dealer

Other names

Nicholas Armato|NICHOLAS JOSEPH ARMATO|Nicholas J Armato

IAPD individual key

7196511

• Occurred

  May 31, 2024
  Advisor changed firm

  Nicholas Joseph Armato left Stifel, Nicolaus & Company, Incorporated for Texas Capital Bank Private Wealth Advisors (registered 2024-06-12)

  Form ADVobserved 6 days ago
• Occurred

  Mar 21, 2023
  Advisor changed firm

  Nicholas Joseph Armato left Fidelity Personal And Workplace Advisors for Stifel, Nicolaus & Company, Incorporated (registered 2023-04-06)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:53bde183-94d6-adec-ef5d-2ad3512063f8

First observed

Oct 25, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.