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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

DUDLEY MARVIN IRWIN

Advisor at BFC PLANNING, INC.

EDWARDS, CO | CEDAR RAPIDS, IA | Edwards, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53bfc7db-982a-b62b-b0f0-ccb63db833a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BFC PLANNING, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 1
Exams: S63|S66
First exam: Mar 6, 1987
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1622162

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BFC PLANNING, INC.	Bd affiliated wealth	Jun 15, 2016	n/a	yes	Edwards, CO\|CEDAR RAPIDS, IA	Current employment
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Jan 20, 2006	n/a	yes	EDWARDS, CO	Current employment
WELLS FARGO INVESTMENTS, LLC	n/a	Mar 3, 2003	Jan 20, 2006	no	EAGLE, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 1999	Mar 7, 2003	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO INVESTMENTS, LLC	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Jan 20, 2006	Jan 20, 2006	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO INVESTMENTS, LLC	Mar 7, 2003	Mar 3, 2003	-4	Firm change	Other

Relationships

Registered with (4)

→ BFC PLANNING, INC.Registered adviserregistration: current employment
Jun 15, 2016 to presentfactForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Jan 20, 2006 to presentfactForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 3, 2003 to Jan 20, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 1999 to Mar 7, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53bfc7db-982a-b62b-b0f0-ccb63db833a8
First observed: Jan 1, 1999
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DUDLEY MARVIN IRWIN

Advisor at BFC PLANNING, INC.

EDWARDS, CO | CEDAR RAPIDS, IA | Edwards, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53bfc7db-982a-b62b-b0f0-ccb63db833a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BFC PLANNING, INC.

Bd affiliated wealth

Jun 15, 2016

n/a

yes

Edwards, CO|CEDAR RAPIDS, IA

Current employment

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Bd affiliated wealth

Jan 20, 2006

n/a

yes

EDWARDS, CO

Current employment

WELLS FARGO INVESTMENTS, LLC

n/a

Mar 3, 2003

Jan 20, 2006

EAGLE, CO

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Jan 1, 1999

Mar 7, 2003

DENVER, CO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO INVESTMENTS, LLC

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Jan 20, 2006

Firm change

Other

UBS FINANCIAL SERVICES INC.

WELLS FARGO INVESTMENTS, LLC

Mar 7, 2003

Mar 3, 2003

-4

Firm change

Other