DFX Intelligence

A••• I••••••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

A••• I••••••••• P••••••• L•

CRD 296991

MIAMI, FL

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Search this name across graphsid dfx:ria:53c4e881-996b-f99c-fbc4-6d4a5e6578be

Data as of Feb 21, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 1
Observed: May 14, 2018 to Feb 21, 2023
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

A••• I••••••••• P••••••• L•

Private credit manager · key crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $78.2M••• Locked
Discretionary RAUM: $78.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• M••••• F••• L••	Hedge Fund	$78.2M	Feb 21, 2023	3	May 14, 2018	reported	021-343033
A••• O••••••••• M••••• F••• L•	Hedge Fund	$25.5M	Nov 3, 2022

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• I••••••••• P••••••• G• L••	GENERAL PARTNER	Na	yes	03/2018	May 14, 2018	Feb 21, 2023
K•••• A••••• R•••	MANAGING MEMBER	E	yes	03/2018	May 14, 2018	Feb 21, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• O•••••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Feb 21, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$78.2M	$945M	-91.7%	$666M	-51.0%	3	5	0	0

Relationships

Advises (2)

→ A••• M••••• F••• L••Private fundHedge Fund, IA
May 14, 2018 to presentfactForm ADV
→ A••• O••••••••• M••••• F••• L•Private fundHedge Fund, IA
Mar 24, 2021 to presentfactForm ADV

Controls (3)

← K•••• A••••• R•••OwnerMANAGING MEMBER, ownership code E, individual
May 14, 2018 to presentfactForm ADV
← Z••••••• A•••• F••••••Owner

Dated events

Occurred
Feb 21, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 3, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-588M
Occurred
May 13, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-253M
Occurred
Mar 24, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53c4e881-996b-f99c-fbc4-6d4a5e6578be
First observed: May 14, 2018
Last observed: Feb 21, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.