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Former SEC-registered adviser

A••• I••••••••• P••••••• L•

Former SEC-registered adviserMiami, FloridaCRD 296991SEC 801-113432IAPD
Latest filing Feb 21, 2023
First filing on the tape May 14, 2018 · 9 filings
RAUM
$78.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$78.2M gross assets
History
9 filings and snapshots on the tape
RAUM$78.2M as of Feb 21, 2023
Mar 13, 2019$734M then
HNW client RAUM$0 as of Feb 21, 2023
Mar 13, 2019$0 then
State-registered IARs (5.B.3)0 as of Feb 21, 2023
Mar 13, 20190 then
Employees (5.A)3 as of Feb 21, 2023
Mar 13, 20196 then
Private funds1 as of Feb 21, 2023
Mar 13, 20191 then
RAUM -92% over the last fiscal year-51% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 21, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$26.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-92%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$78.2M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$78.2M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$78.2M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••• M••••• F••• L••Hedge Fund$78.2M3May 14, 2018
      A••• O••••••••• M••••• F••• L•Hedge Fund$25.5M0Mar 24, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • K•••• A••••• R••• · Chief Investment Officer & Limited Partnercontrol
        since 03/2018 · owns 50% to 75%
      • Z••••••• A•••• F•••••• · President And Limited Partner, Chief Compliance Officercontrol
        since 04/2018 · owns 25% to 50%
      • K•••• A••••• R••• · Managing Membercontrol
        since 03/2018 · owns 75% or more of A••• I••••••••• P••••••• G• L••
      • Z••••••• A•••• F•••••• · Membercontrol
        since 04/2018 · owns 25% to 50% of A••• I••••••••• P••••••• G• L••
      Entity owners
      • A••• I••••••••• P••••••• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • A••• O•••••• F••• G• L••
        investment adviserbankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 3
        Nov 3, 2022 to Feb 21, 2023
      • Pooled vehicle clients · 5 to 3
        Nov 3, 2022 to Feb 21, 2023
      • Assets in custody · $105M to $78.2M
        Nov 3, 2022 to Feb 21, 2023
      • Employees · 5 to 3
        Nov 3, 2022 to Feb 21, 2023
      • Private funds · 2 to 1
        Nov 3, 2022 to Feb 21, 2023
      • Discretionary RAUM · $105M to $78.2M
        Nov 3, 2022 to Feb 21, 2023
      • Pooled vehicle RAUM · $105M to $78.2M
        Nov 3, 2022 to Feb 21, 2023
      • RAUM · $105M to $78.2M
        Nov 3, 2022 to Feb 21, 2023
      • Advisory employees · 3 to 2
        May 13, 2022 to Nov 3, 2022
      • Assets in custody · $693M to $105M
        May 13, 2022 to Nov 3, 2022
      • Employees · 6 to 5
        May 13, 2022 to Nov 3, 2022
      • Discretionary RAUM · $693M to $105M
        May 13, 2022 to Nov 3, 2022
      • Pooled vehicle RAUM · $693M to $105M
        May 13, 2022 to Nov 3, 2022
      • RAUM · $693M to $105M
        May 13, 2022 to Nov 3, 2022
      • Assets in custody · $945M to $693M
        Mar 23, 2022 to May 13, 2022
      • Employees · 5 to 6
        Mar 23, 2022 to May 13, 2022
      • Discretionary RAUM · $945M to $693M
        Mar 23, 2022 to May 13, 2022
      • Pooled vehicle RAUM · $945M to $693M
        Mar 23, 2022 to May 13, 2022
      • RAUM · $945M to $693M
        Mar 23, 2022 to May 13, 2022
      • Assets in custody · $833M to $945M
        Mar 24, 2021 to Mar 23, 2022
      • Employees · 6 to 5
        Mar 24, 2021 to Mar 23, 2022
      • Discretionary RAUM · $833M to $945M
        Mar 24, 2021 to Mar 23, 2022
      • Pooled vehicle RAUM · $833M to $945M
        Mar 24, 2021 to Mar 23, 2022
      • RAUM · $833M to $945M
        Mar 24, 2021 to Mar 23, 2022
      • Accounts · 3 to 5
        Mar 28, 2020 to Mar 24, 2021
      • Pooled vehicle clients · 3 to 5
        Mar 28, 2020 to Mar 24, 2021
      • Assets in custody · $666M to $833M
        Mar 28, 2020 to Mar 24, 2021
      • Private funds · 1 to 2
        Mar 28, 2020 to Mar 24, 2021
      • Discretionary RAUM · $666M to $833M
        Mar 28, 2020 to Mar 24, 2021
      • Pooled vehicle RAUM · $666M to $833M
        Mar 28, 2020 to Mar 24, 2021
      • RAUM · $666M to $833M
        Mar 28, 2020 to Mar 24, 2021
      • Assets in custody · $734M to $666M
        Mar 13, 2019 to Mar 28, 2020
      • Discretionary RAUM · $734M to $666M
        Mar 13, 2019 to Mar 28, 2020
      • Pooled vehicle RAUM · $734M to $666M
        Mar 13, 2019 to Mar 28, 2020
      • RAUM · $734M to $666M
        Mar 13, 2019 to Mar 28, 2020
      • Assets in custody · $499M to $734M
        Sep 28, 2018 to Mar 13, 2019
      • Discretionary RAUM · $499M to $734M
        Sep 28, 2018 to Mar 13, 2019
      • Pooled vehicle RAUM · $499M to $734M
        Sep 28, 2018 to Mar 13, 2019
      • RAUM · $499M to $734M
        Sep 28, 2018 to Mar 13, 2019
      • Accounts · unset to 3.0
        May 14, 2018 to Sep 28, 2018
      Signals
      6 dated events
      • H Russell Shostack (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of A••• I••••••••• P••••••• L• (listed 2022-11-03, absent 2023-02-21)
        Feb 21, 2023 · Control person left · inference
      • A••• I••••••••• P••••••• L• reported RAUM $105.1M, down 85% from $692.7M (2022-05-13 to 2022-11-03)
        Nov 3, 2022 · RAUM change · derived
      • A••• I••••••••• P••••••• L• reported RAUM $692.7M, down 27% from $945.3M (2022-03-23 to 2022-05-13)
        May 13, 2022 · RAUM change · derived
      • A••• I••••••••• P••••••• L• reported RAUM $832.8M, up 25% from $666.1M (2020-03-28 to 2021-03-24)
        Mar 24, 2021 · RAUM change · derived
      • A••• I••••••••• P••••••• L• reported RAUM $733.8M, up 47% from $498.7M (2018-09-28 to 2019-03-13)
        Mar 13, 2019 · RAUM change · derived
      • A••• I••••••••• P••••••• L• filed its initial SEC registration (Form ADV)
        May 14, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026