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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Peter Kazmierczak

Advisor at MORGAN STANLEY

Williamsville, NY

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Search this name across graphsid dfx:ria:53c86958-7f73-c14c-156b-93b8e1a172ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 22, 2025
First registration: Jan 4, 2018
Dual registered: yes, broker-dealer
Other names: PETER E KAZMIERCZAK|Peter Kazmierczak|PETER EDWARD KAZMIERCZAK
IAPD individual key: 6343198

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Nov 13, 2025	n/a	yes	Williamsville, NY	Current employment
SANDHILL INVESTMENT MANAGEMENT	Independent wealth	Aug 7, 2024	Sep 9, 2025	no	BUFFALO, NY	Previous registration
NOTTINGHAM ADVISORS INC.	Mixed wealth	May 12, 2022	Jul 16, 2024	no	AMHERST, NY	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Jul 9, 2018	Apr 12, 2022	no	New York, NY	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Jan 4, 2018	Jun 11, 2018	no	WILLIAMSVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANDHILL INVESTMENT MANAGEMENT	MORGAN STANLEY	Sep 9, 2025	Nov 13, 2025	65	Firm change	RIA to wirehouse
NOTTINGHAM ADVISORS INC.	SANDHILL INVESTMENT MANAGEMENT	Jul 16, 2024	Aug 7, 2024	22	Firm change	RIA to RIA
ALLIANCEBERNSTEIN L.P.	NOTTINGHAM ADVISORS INC.	Apr 12, 2022	May 12, 2022	30	Firm change	Other
CADARET GRANT & CO INC	ALLIANCEBERNSTEIN L.P.	Jun 11, 2018	Jul 9, 2018	28	Firm change	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ SANDHILL INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Aug 7, 2024 to Sep 9, 2025factForm ADV
→ NOTTINGHAM ADVISORS INC.Registered adviserregistration: previous registration
May 12, 2022 to Jul 16, 2024factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Jul 9, 2018 to Apr 12, 2022factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Jan 4, 2018 to Jun 11, 2018factForm ADV

Dated events

Occurred
Sep 9, 2025
Advisor changed firm
Peter Kazmierczak left Sandhill Investment Management for Morgan Stanley (registered 2025-11-13)
Form ADVobserved 6 days ago
Occurred
Jul 16, 2024
Advisor changed firm
Peter Kazmierczak left Nottingham Advisors Inc. for Sandhill Investment Management (registered 2024-08-07)
Form ADVobserved 6 days ago
Occurred
Apr 12, 2022
Advisor changed firm
Peter Kazmierczak left Alliancebernstein L.P. for Nottingham Advisors Inc. (registered 2022-05-12)
Form ADVobserved 6 days ago