DFX Intelligence

R••• D•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

R••• D•••• M•••••

Advisor at M••••• G•••• I••••••••• A•••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:53c9bd13-170e-4b50-595f-18c3c2e3c059

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G•••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G•••• I••••••••• A•••••••• L••	Independent wealth	Apr 12, 2007	n/a	yes	ST. LOUIS, MO	Current employment
R••••••••• A••••••• L••	Independent wealth	Apr 6, 2004	Mar 29, 2007	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• A••••••• L••	M••••• G•••• I••••••••• A•••••••• L••	Mar 29, 2007	Apr 12, 2007	14	Firm change	Other
A••••••• G•••••• S••••••••• I•••••••••	R••••••••• A••••••• L••	Feb 17, 2004	Apr 6, 2004

Relationships

Registered with (3)

→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 12, 2007 to presentfactForm ADV
→ R••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 6, 2004 to Mar 29, 2007factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••Registered adviserregistration: previous registration
Jan 2, 2003 to Feb 17, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53c9bd13-170e-4b50-595f-18c3c2e3c059
First observed: Jan 2, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.