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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

RUBINBROWN ADVISORS LLC

CRD 116909

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1db2195a-e44c-74bc-41a0-102a33928f71

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 6
On other graphs: 0
Observed: Mar 27, 2012 to Aug 28, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $3.9BItem 5.F on the latest filing (2026-08-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14.5M
Private client RAUM: $3.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor: $161Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 30
Advisory employees: 28
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 4,158
Individual clients: 291
High net worth clients: 860
SEC number: 801-62021
CRD: 116909
Filings on the tape: 25
First filed: Mar 27, 2012
Latest filed: Aug 28, 2026
Organised: Limited Liability Company, MO
Website: rubinbrownadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DONALD LEE ESSTMAN	n/a	ST. LOUIS, MO	26	36	n/a	no
SCOTT MICHAEL QUINN	Certified Financial Planner\|Personal Financial Specialist	ST. LOUIS, MO	24	26	n/a	no
THOMAS DAVID TESAR	n/a	ST. LOUIS, MO	19	20	n/a	no
MATTHEW CHARLES HARTMAN	n/a	ST. LOUIS, MO	19	21	1	no
AMY ELIZABETH KING	Certified Financial Planner	Denver, CO	9	10	n/a	no
MARY HANNAH CASTELLANO	n/a	ST. LOUIS, MO	9	10	n/a	no
JASON MICHAEL UETRECHT	Certified Financial Planner	ST. LOUIS, MO	9	13	n/a	no
DEBORAH LYNN MARET	n/a	ST. LOUIS, MO	9	24	2	no
STEVEN MICHAEL WISNIEWSKI	Certified Financial Planner	ST. LOUIS, MO	8	14	1	no
JOHN ROLAND RUSSO	Chartered Financial Analyst	ST. LOUIS, MO	8	24	2	no
BRADLEY JOSEPH DEAN REMY	n/a	KANSAS CITY, MO	7	13	n/a	no
KEVIN SUMNER MCGREW	Certified Financial Planner\|Personal Financial Specialist\|Chartered Financial Analyst	LEAWOOD, KS	6	38	1	no
DIANE COE DERCHER	Certified Financial Planner	LEAWOOD, KS	6	15	1	no
PAUL LEWIS WATKINS	Certified Financial Planner	LEAWOOD, KS	6	34	1	no
EDITA [NMN] Hamzagic	n/a	ST. LOUIS, MO	5	10	n/a	no
MICHAEL DAVID BEAN	Chartered Financial Analyst	LEAWOOD, KS \| ST. LOUIS, MO	5	11	n/a	no
TIMOTHY JEAN HAEHNEL	n/a	ST. LOUIS, MO	5	11	n/a	no
BRIAN THOMAS HOELTGE	n/a	ST. LOUIS, MO	4	21	2	no
DANIEL GLEN COURTNEY	Certified Financial Planner	Denver, CO \| ST. LOUIS, MO	4	22	3	no
Michael Reed Barlow	Certified Financial Planner	ST. LOUIS, MO	3	10	n/a	no
JOSEPH A MCAULIFFE	Certified Financial Planner	ST. LOUIS, MO \| Leawood, KS	1	19	2	no
Isaac Louis Schreckenberg	n/a	ST. LOUIS, MO	1	11	n/a	no
Luke Sazan Dema	n/a	ST. LOUIS, MO \| Leawood, KS	0	10	n/a	no
BRYTON KESSEL	Certified Financial Planner	ST. LOUIS, MO \| Denver, CO	0	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARET, DEBORAH, LYNN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Aug 28, 2026	Aug 28, 2026
RUBINBROWN LLP	Owner	E	yes	08/1996	Aug 28, 2026	Aug 28, 2026
TESAR, THOMAS, DAVID	MANAGING DIRECTOR	Na	yes	01/2018	Aug 28, 2026	Aug 28, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RUBINBROWN CORPORATE FINANCE, LLC	n/a	n/a	n/a	N	yes	n/a
RUBINBROWN FINANCIAL SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
RUBINBROWN LLP	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Leawood	Ks	United States	5	no
Denver	Co	United States	3	no
KANSAS CITY	Mo	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Aug 27, 2024	$3.1B	$6.1M	26	16	3	n/a	n/a
2023	Aug 28, 2023	$2.3B	$5.9M	26	16	4	n/a	n/a
2022	Sep 9, 2022	$2.1B	$7.3M	29	22	4	n/a	n/a
2021	Aug 30, 2021	$2.6B	$7.9M	29	23	4	n/a	n/a
2020	Aug 31, 2020	$1.9B	$6.6M	27	22	3	n/a	n/a
2019	Aug 30, 2019	$1.3B	$0	21	16	2	n/a	n/a
2018	Aug 30, 2018	$1.1B	$0	19	15	3	n/a	n/a
2017	Aug 4, 2017	$1.0B	$0	16	9	n/a	n/a	n/a
2016	Aug 29, 2016	$1.2B	$0	15	9	n/a	n/a	n/a
2015	Aug 19, 2015	$1.2B	$0	11	6	n/a	n/a	n/a
2014	Aug 26, 2014	$1.1B	$0	8	6	n/a	n/a	n/a
2013	Aug 30, 2013	$938M	$0	9	6	n/a	n/a	n/a
2012	Aug 6, 2012	$779M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$3.9B	$2.3B	64.5%	$2.6B	14.4%	30	26	3	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH MANAGEMENT ADVISORS INC	5	May 6, 2020	May 1, 2020	LEAWOOD, KS	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (32)

← BRYTON KESSELAdvisorregistration: current employment
Aug 26, 2026 to presentfactForm ADV
← Luke Sazan DemaAdvisorregistration: current employment
Feb 27, 2026 to presentfactForm ADV
← Isaac Louis SchreckenbergAdvisorregistration: current employment
Sep 18, 2025 to presentfactForm ADV
← JOSEPH A MCAULIFFEAdvisorregistration: current employment
Apr 2, 2025 to presentfactForm ADV
← Michael Reed BarlowAdvisorregistration: current employment
Apr 26, 2023 to presentfactForm ADV
← DANIEL GLEN COURTNEYAdvisorregistration: current employment
May 16, 2022 to presentfactForm ADV
← BRIAN THOMAS HOELTGEAdvisorregistration: current employment
Oct 27, 2021 to presentfactForm ADV
← TIMOTHY JEAN HAEHNELAdvisorregistration: current employment
Aug 19, 2021 to presentfactForm ADV
← MICHAEL DAVID BEANAdvisorregistration: current employment
Aug 3, 2021 to presentfactForm ADV
← EDITA [NMN] HamzagicAdvisorregistration: current employment
May 17, 2021 to presentfactForm ADV
← KEVIN SUMNER MCGREWAdvisorregistration: current employment
May 1, 2020 to presentfactForm ADV
← DIANE COE DERCHERAdvisorregistration: current employment
May 1, 2020 to presentfactForm ADV
← PAUL LEWIS WATKINSAdvisorregistration: current employment
May 1, 2020 to presentfactForm ADV
← BRADLEY JOSEPH DEAN REMYAdvisorregistration: current employment
Feb 28, 2019 to presentfactForm ADV
← JOHN ROLAND RUSSOAdvisorregistration: current employment
Jun 6, 2018 to presentfactForm ADV
← STEVEN MICHAEL WISNIEWSKIAdvisorregistration: current employment
Feb 14, 2018 to presentfactForm ADV
← DEBORAH LYNN MARETAdvisorregistration: current employment
Sep 7, 2017 to presentfactForm ADV
← JASON MICHAEL UETRECHTAdvisorregistration: current employment
Jan 3, 2017 to presentfactForm ADV
← MARY HANNAH CASTELLANOAdvisorregistration: current employment
Nov 22, 2016 to presentfactForm ADV
← AMY ELIZABETH KINGAdvisorregistration: current employment
Nov 3, 2016 to presentfactForm ADV
← THOMAS DAVID TESARAdvisorregistration: current employment
Jun 8, 2007 to presentfactForm ADV
← MATTHEW CHARLES HARTMANAdvisorregistration: current employment
Jun 8, 2007 to presentfactForm ADV
← SCOTT MICHAEL QUINNAdvisorregistration: current employment
Jul 8, 2002 to presentfactForm ADV
← DONALD LEE ESSTMANAdvisorregistration: current employment
Aug 10, 2000 to presentfactForm ADV
← Christopher M WurstAdvisorregistration: previous registration
May 1, 2020 to Feb 17, 2025factForm ADV
← JEFFREY DREW HANSENAdvisorregistration: previous registration
Jul 23, 2021 to Aug 9, 2022factForm ADV
← GREGORY JOSEPH GOLTERMANNAdvisorregistration: previous registration
Jan 3, 2018 to Feb 25, 2022factForm ADV
← MATTHEW DWAYNE ISONAdvisorregistration: previous registration
May 1, 2020 to Jun 15, 2021factForm ADV
← Cory UnderwoodAdvisorregistration: previous registration
Apr 12, 2016 to Dec 4, 2020factForm ADV
← James William PeaveyAdvisorregistration: previous registration
Aug 15, 2017 to Nov 22, 2019factForm ADV
and 2 more

Controls (3)

← MARET, DEBORAH, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 1, 2018 to Aug 27, 2024factForm ADV
← TESAR, THOMAS, DAVIDOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 1, 2018 to Aug 27, 2024factForm ADV
← RUBINBROWN LLPOwnerOWNER, ownership code E, domestic entity
Mar 27, 2012 to Aug 27, 2024factForm ADV

Moved with (1)

← WEALTH MANAGEMENT ADVISORS INCRegistered adviser5 advisors, firm absorbed, same day
May 6, 2020 to May 1, 2020factForm ADV

Dated events

Occurred
Feb 17, 2025
Advisor changed firm
Christopher M Wurst left Rubinbrown Advisors Llc for One Wealth Map, Llc (registered 2025-03-05)
Form ADVobserved 4 days ago
Occurred
Aug 27, 2024
Regulatory AUM changed
Rubinbrown Advisors Llc reported RAUM $3.1B, up 32% from $2.3B (2023-08-28 to 2024-08-27)
Form ADVobserved 4 days ago
$746M
Occurred
Aug 9, 2022
Advisor changed firm
Jeffrey Drew Hansen left Rubinbrown Advisors Llc for Wells Fargo Advisors (registered 2022-08-16)
Form ADVobserved 4 days ago
Occurred
Feb 25, 2022
Advisor changed firm
Gregory Joseph Goltermann left Rubinbrown Advisors Llc for Creative Planning (registered 2022-03-09)
Form ADVobserved 4 days ago
Occurred
Aug 30, 2021
Regulatory AUM changed
Rubinbrown Advisors Llc reported RAUM $2.6B, up 37% from $1.9B (2020-08-31 to 2021-08-30)
Form ADVobserved 4 days ago
$697M
Occurred
May 11, 2020
Regulatory AUM changed
Rubinbrown Advisors Llc reported RAUM $1.6B, up 31% from $1.3B (2019-08-30 to 2020-05-11)
Form ADVobserved 4 days ago
$391M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1db2195a-e44c-74bc-41a0-102a33928f71
First observed: Mar 27, 2012
Last observed: Aug 28, 2026 22 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUBINBROWN ADVISORS LLC

CRD 116909

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1db2195a-e44c-74bc-41a0-102a33928f71

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DONALD LEE ESSTMAN

n/a

ST. LOUIS, MO

n/a

SCOTT MICHAEL QUINN

Certified Financial Planner|Personal Financial Specialist

ST. LOUIS, MO

n/a

THOMAS DAVID TESAR

n/a

ST. LOUIS, MO

n/a

MATTHEW CHARLES HARTMAN

n/a

ST. LOUIS, MO

AMY ELIZABETH KING

Certified Financial Planner

Denver, CO

n/a

MARY HANNAH CASTELLANO

n/a

ST. LOUIS, MO

n/a

JASON MICHAEL UETRECHT

Certified Financial Planner

ST. LOUIS, MO

n/a

DEBORAH LYNN MARET

n/a

ST. LOUIS, MO

STEVEN MICHAEL WISNIEWSKI

Certified Financial Planner

ST. LOUIS, MO

JOHN ROLAND RUSSO

Chartered Financial Analyst

ST. LOUIS, MO

BRADLEY JOSEPH DEAN REMY

n/a

KANSAS CITY, MO

n/a

KEVIN SUMNER MCGREW

Certified Financial Planner|Personal Financial Specialist|Chartered Financial Analyst

LEAWOOD, KS

DIANE COE DERCHER

Certified Financial Planner

LEAWOOD, KS

PAUL LEWIS WATKINS

Certified Financial Planner

LEAWOOD, KS

EDITA [NMN] Hamzagic

n/a

ST. LOUIS, MO

n/a

MICHAEL DAVID BEAN

Chartered Financial Analyst

LEAWOOD, KS | ST. LOUIS, MO

n/a

TIMOTHY JEAN HAEHNEL

n/a

ST. LOUIS, MO

n/a

BRIAN THOMAS HOELTGE

n/a

ST. LOUIS, MO

DANIEL GLEN COURTNEY

Certified Financial Planner

Denver, CO | ST. LOUIS, MO

Michael Reed Barlow

Certified Financial Planner

ST. LOUIS, MO

n/a

JOSEPH A MCAULIFFE

Certified Financial Planner

ST. LOUIS, MO | Leawood, KS

Isaac Louis Schreckenberg

n/a

ST. LOUIS, MO

n/a

Luke Sazan Dema

n/a

ST. LOUIS, MO | Leawood, KS

n/a

BRYTON KESSEL

Certified Financial Planner

ST. LOUIS, MO | Denver, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARET, DEBORAH, LYNN

CHIEF COMPLIANCE OFFICER

yes

01/2018

Aug 28, 2026

RUBINBROWN LLP

Owner

yes

08/1996

Aug 28, 2026

TESAR, THOMAS, DAVID

MANAGING DIRECTOR

yes

01/2018

Aug 28, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RUBINBROWN CORPORATE FINANCE, LLC

n/a

yes

n/a

RUBINBROWN FINANCIAL SERVICES LLC

n/a

yes

n/a

RUBINBROWN LLP

n/a

City

State

Country

Employees

Also broker-dealer

Leawood

United States

Denver

United States

KANSAS CITY

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Aug 27, 2024

$3.1B

$6.1M

n/a

2023

Aug 28, 2023

$2.3B

$5.9M

n/a

2022

Sep 9, 2022

$2.1B

$7.3M

n/a

2021

Aug 30, 2021

$2.6B

$7.9M

n/a

2020

Aug 31, 2020

$1.9B

$6.6M

n/a

2019

Aug 30, 2019

$1.3B

n/a

2018

Aug 30, 2018

$1.1B

n/a

2017

Aug 4, 2017

$1.0B

n/a

2016

Aug 29, 2016

$1.2B

n/a

2015

Aug 19, 2015

$1.2B

n/a

2014

Aug 26, 2014

$1.1B

n/a

2013

Aug 30, 2013

$938M

n/a

2012

Aug 6, 2012

$779M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$3.9B

$2.3B

64.5%

$2.6B

14.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH MANAGEMENT ADVISORS INC

May 6, 2020

May 1, 2020

LEAWOOD, KS

Firm absorbed

RIA to RIA

100.0%