DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

EMERGING GLOBAL ADVISORS, LLC

CRD 148751

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53c9c50d-d44c-a525-13e1-ffcc045b566c

Data as of Sep 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Sep 30, 2016
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
SEC number: 801-69832
CRD: 148751
Filings on the tape: 8
First filed: Mar 27, 2012
Latest filed: Sep 30, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMERIPRISE FINANCIAL, INC.	MANAGING MEMBER	E	yes	09/2016	Sep 30, 2016	Sep 30, 2016
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	MANAGING MEMBER OF REGISTRANT	E	yes	09/2016	Sep 30, 2016	Sep 30, 2016
DONATIO, PETER, AUGUSTINE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2016	Sep 30, 2016	Sep 30, 2016
JHANJI, SHWETA	Treasurer	Na	yes	09/2016	Sep 30, 2016	Sep 30, 2016
MCGRANE, BRIAN, JOSEPH	VICE PRESIDENT	Na	yes	09/2016	Sep 30, 2016	Sep 30, 2016
TRUSCOTT, WILLIAM, FREDERICK	President	Na	yes	09/2016	Sep 30, 2016	Sep 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AMERIPRISE FINANCIAL SERVICES, INC.	n/a	National bd RIA	$660B	N	yes	n/a
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	n/a	Asset manager	$502B	Y	yes	n/a
COLUMBIA WANGER ASSET MANAGEMENT, LLC	n/a	Former SEC adviser	$5.8B	N	yes	n/a
THREADNEEDLE INTERNATIONAL LTD.	n/a	Former SEC adviser	$358M	N	yes	n/a
ADVISORY CAPITAL STRATEGIES GROUP, INC.	n/a	n/a	n/a	N	yes	n/a
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.	n/a	n/a	n/a	N	yes	n/a
AMERIPRISE AUTO & HOME INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a
AMERIPRISE CAPTIVE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
AMERIPRISE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
AMERIPRISE NATIONAL TRUST BANK	n/a	n/a	n/a	N	yes	n/a
AMERIPRISE TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a
IDS PROPERTY CASUALTY COMPANY	n/a	n/a	n/a	N	yes	n/a
RIVERSOURCE DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a
RIVERSOURCE LIFE INSURANCE CO OF NEW YORK	n/a	n/a	n/a	N	yes	n/a
RIVERSOURCE LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
SELIGMAN PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
THREADNEEDLE ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
THREADNEEDLE ASSET MANAGEMENT MALAYSIA SDN. BHD.	n/a	n/a	n/a	N	yes	n/a
THREADNEEDLE INTERNATIONAL INVESTMENTS GMBH	n/a	n/a	n/a	N	yes	n/a
THREADNEEDLE INVESTMENTS SINGAPORE (PTE) LIMITED	n/a	n/a	n/a	N	yes	n/a
THREADNEEDLE MANAGEMENT LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 31, 2016	$908M	$908M	19	5	n/a	n/a	n/a
2014	Mar 31, 2015	$1.7B	$1.7B	28	7	n/a	n/a	n/a
2013	Jan 31, 2014	$1.4B	$1.4B	29	3	n/a	n/a	n/a
2012	Mar 28, 2013	$1.2B	$1.2B	20	18	n/a	n/a	n/a
2011	Mar 27, 2012	$683M	$683M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	n/a	$1.7B	n/a	$1.2B	n/a	0	28	n/a	n/a

Relationships

Affiliated with (4)

→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ COLUMBIA WANGER ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ COLUMBIA THREADNEEDLE INVESTMENTSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV

Controls (6)

← COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCOwnerMANAGING MEMBER OF REGISTRANT, ownership code E, domestic entity
Sep 30, 2016 to presentfactForm ADV
← DONATIO, PETER, AUGUSTINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 30, 2016 to presentfactForm ADV
← TRUSCOTT, WILLIAM, FREDERICKOwnerPRESIDENT, ownership code NA, individual
Sep 30, 2016 to presentfactForm ADV
← MCGRANE, BRIAN, JOSEPHOwnerVICE PRESIDENT, ownership code NA, individual
Sep 30, 2016 to presentfactForm ADV
← JHANJI, SHWETAOwnerTREASURER, ownership code NA, individual
Sep 30, 2016 to presentfactForm ADV
← AMERIPRISE FINANCIAL, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Sep 30, 2016 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53c9c50d-d44c-a525-13e1-ffcc045b566c
First observed: Mar 27, 2012
Last observed: Sep 30, 2016 121 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EMERGING GLOBAL ADVISORS, LLC

CRD 148751

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53c9c50d-d44c-a525-13e1-ffcc045b566c

Data as of Sep 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:28 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMERIPRISE FINANCIAL, INC.

MANAGING MEMBER

yes

09/2016

Sep 30, 2016

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

MANAGING MEMBER OF REGISTRANT

yes

09/2016

Sep 30, 2016

DONATIO, PETER, AUGUSTINE

CHIEF COMPLIANCE OFFICER

yes

09/2016

Sep 30, 2016

JHANJI, SHWETA

Treasurer

yes

09/2016

Sep 30, 2016

MCGRANE, BRIAN, JOSEPH

VICE PRESIDENT

yes

09/2016

Sep 30, 2016

TRUSCOTT, WILLIAM, FREDERICK

President

yes

09/2016

Sep 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AMERIPRISE FINANCIAL SERVICES, INC.

n/a

National bd RIA

$660B

yes

n/a

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

n/a

Asset manager

$502B

yes

n/a

COLUMBIA WANGER ASSET MANAGEMENT, LLC

n/a

Former SEC adviser

$5.8B

yes

n/a

THREADNEEDLE INTERNATIONAL LTD.

n/a

Former SEC adviser

$358M

yes

n/a

ADVISORY CAPITAL STRATEGIES GROUP, INC.

n/a

yes

n/a

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

n/a

yes

n/a

AMERIPRISE AUTO & HOME INSURANCE AGENCY, INC.

n/a

yes

n/a

AMERIPRISE CAPTIVE INSURANCE COMPANY

n/a

yes

n/a

AMERIPRISE INSURANCE COMPANY

n/a

yes

n/a

AMERIPRISE NATIONAL TRUST BANK

n/a

yes

n/a

AMERIPRISE TRUST COMPANY

n/a

yes

n/a

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

n/a

yes

n/a

IDS PROPERTY CASUALTY COMPANY

n/a

yes

n/a

RIVERSOURCE DISTRIBUTORS, INC.

n/a

yes

n/a

RIVERSOURCE LIFE INSURANCE CO OF NEW YORK

n/a

yes

n/a

RIVERSOURCE LIFE INSURANCE COMPANY

n/a

yes

n/a

SELIGMAN PARTNERS LLC

n/a

yes

n/a

THREADNEEDLE ASSET MANAGEMENT LIMITED

n/a

yes

n/a

THREADNEEDLE ASSET MANAGEMENT MALAYSIA SDN. BHD.

n/a

yes

n/a

THREADNEEDLE INTERNATIONAL INVESTMENTS GMBH

n/a

yes

n/a

THREADNEEDLE INVESTMENTS SINGAPORE (PTE) LIMITED

n/a

yes

n/a

THREADNEEDLE MANAGEMENT LUXEMBOURG S.A.

n/a

yes

n/a

THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 31, 2016

$908M

n/a

2014

Mar 31, 2015

$1.7B

n/a

2013

Jan 31, 2014

$1.4B

n/a

2012

Mar 28, 2013

$1.2B

n/a

2011

Mar 27, 2012

$683M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

n/a

$1.7B

n/a

$1.2B

n/a