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E••••• H•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

E••••• H•••••• K•••••

Advisor at E••••• W•••••• L••

SAN RAMON, CA | San Ramon, CA

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Search this name across graphsid dfx:ria:53dc6cb1-f3cf-9388-2703-ea66513e2629

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• F•••••••• G••••• I•••	Independent wealth	Dec 4, 2025	n/a	yes	SAN RAMON, CA	Current employment
E••••• W•••••• L••	Independent wealth	Jan 7, 2020	n/a	yes	San Ramon, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• F•••••••• G••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Dec 24, 2025	Jan 2, 2009	-6,200	Firm change after gap	Other
F•••••••• T••••••• I•••	E••••• W•••••• L••	Jun 2, 2010

Relationships

Registered with (6)

→ P••••••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Dec 4, 2025 to presentfactForm ADV
→ E••••• W•••••• L••Registered adviserregistration: previous registration
Feb 19, 2015 to Dec 31, 2019factForm ADV
→ P••••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 29, 2008 to Dec 24, 2025factForm ADV
→ F•••••••• T••••••• I•••

Dated events

Occurred
Dec 24, 2025
Advisor changed firm
E••••• H•••••• K••••• left P••••••••• F•••••••• G••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2009-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53dc6cb1-f3cf-9388-2703-ea66513e2629
First observed: Apr 28, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.