This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NEW EDGE WEALTH

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 29, 2010earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Dec 29, 2010

First registration

Jul 18, 2011

Dual registered

yes, broker-dealer

Other names

TRACE R SHAPIRO|TRACE RYAN SHAPIRO

IAPD individual key

5549572

• Occurred

  Aug 31, 2026
  Advisor changed firm

  Trace Shapiro left Merrill Lynch, Pierce, Fenner & Smith Incorporated for New Edge Wealth (registered 2026-09-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:53eb6d1d-413a-76d4-f604-ca70eecd6f00

First observed

Jul 18, 2011

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.