DFX Intelligence
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Reading the graph
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Advisor at A••••••• F••••••••• L•••
ADDISON, TX | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• F••••••••• L••• | Bd affiliated wealth | Jan 7, 2020 | n/a | yes | ADDISON, TX|FOLSOM, CA | Current employment |
| R•• | Former SEC adviser | Apr 29, 2008 | Jan 7, 2020 | no | ADDISON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• | A••••••• F••••••••• L••• | Jan 7, 2020 | Jan 7, 2020 | 0 | Bulk transfer | RIA to RIA |
| R•• W••••• M••••••••• L•• | R•• | Apr 21, 2008 | Apr 29, 2008 |
| R•• W••••• M••••••••• L•• |
| n/a |
| Sep 26, 2006 |
| Apr 21, 2008 |
| no |
| DALLAS, TX |
| Previous registration |
| R••••••••• A••••••• O• A•••••• | n/a | Jan 1, 2000 | Oct 2, 2006 | no | DALLAS, TX | Previous registration |
| Firm change |
| Other |
| R••••••••• A••••••• O• A•••••• | R•• W••••• M••••••••• L•• | Oct 2, 2006 | Sep 26, 2006 | -6 | Firm change | Other |