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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BOSTON RESEARCH AND MANAGEMENT, INC.

CRD 107643

MANCHESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53ee45ff-3e61-a2a1-42c1-4f98a67b9f48

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 25, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $676MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $676M
Private client RAUM: $674MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $113Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 501
Individual clients: 36
High net worth clients: 88
Custody, client assets: $289M
SEC number: 801-39603
CRD: 107643
Filings on the tape: 19
First filed: Mar 30, 2012
Latest filed: Mar 25, 2026
Organised: Corporation, MA
Website: bostonrm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES EDWARD BABIN	n/a	MANCHESTER, MA	26	34	n/a	no
BENJAMIN JAMES MUCHLER	Certified Financial Planner	MANCHESTER, MA	19	28	n/a	no
DANIEL FREDERICK TORTOLA	Chartered Financial Analyst	MANCHESTER, MA	15	11	n/a	no
ROBERT STUART MCKENZIE	n/a	MANCHESTER, MA	13	24	3	no
Leslie Warnick Kernan	Chartered Financial Analyst	MANCHESTER, MA	3	13	n/a	no
MEGHAN ROSE FLYNN	Certified Financial Planner	MANCHESTER, MA	0	14	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STECKER, RAYMOND, JAMES	PRESIDENT/CEO	E	yes	06/1991	Mar 30, 2012	Mar 28, 2024
MCKENZIE, ROBERT, STUART	CHIEF COMPLIANCE OFFICER/SENIOR CLIENT ADVISOR	Na	no	09/2014	Sep 11, 2014	Mar 28, 2024
MUCHLER, BENJAMIN, JAMES	MANAGING DIRECTOR	B	no	12/2014	Mar 30, 2012	Mar 28, 2024
TORTOLA, DANIEL, FREDERICK	CHIEF INVESTMENT OFFICER	A	no	12/2014	Mar 30, 2012	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$676M	$676M	8	6	0	n/a	n/a
2024	Jan 23, 2025	$627M	$627M	7	5	0	n/a	n/a
2023	Mar 28, 2024	$582M	$582M	8	6	0	n/a	n/a
2022	Mar 29, 2023	$503M	$503M	8	6	0	n/a	n/a
2021	Mar 31, 2022	$548M	$548M	8	6	0	n/a	n/a
2020	Mar 29, 2021	$482M	$482M	8	6	0	n/a	n/a
2019	Mar 18, 2020	$446M	$446M	8	6	0	n/a	n/a
2018	Mar 29, 2019	$385M	$385M	8	6	0	n/a	n/a
2017	Mar 28, 2018	$357M	$357M	8	5	0	n/a	n/a
2016	Mar 28, 2017	$320M	$320M	7	5	n/a	n/a	n/a
2015	Mar 30, 2016	$284M	$284M	7	5	n/a	n/a	n/a
2014	Mar 27, 2015	$288M	$288M	7	5	n/a	n/a	n/a
2013	Mar 27, 2014	$265M	$265M	7	5	n/a	n/a	n/a
2012	Mar 28, 2013	$225M	$225M	8	6	n/a	n/a	n/a
2011	Mar 30, 2012	$200M	$200M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$676M	$627M	7.8%	$503M	10.4%	8	7	0	0

Relationships

Registered with (8)

← MEGHAN ROSE FLYNNAdvisorregistration: current employment
Feb 11, 2026 to presentfactForm ADV
← Leslie Warnick KernanAdvisorregistration: current employment
Dec 8, 2022 to presentfactForm ADV
← ROBERT STUART MCKENZIEAdvisorregistration: current employment
Mar 6, 2013 to presentfactForm ADV
← DANIEL FREDERICK TORTOLAAdvisorregistration: current employment
Jun 24, 2011 to presentfactForm ADV
← BENJAMIN JAMES MUCHLERAdvisorregistration: current employment
Nov 15, 2006 to presentfactForm ADV
← CHARLES EDWARD BABINAdvisorregistration: current employment
Jan 19, 2000 to presentfactForm ADV
← MICHAEL EDWARD MULLINAdvisorregistration: previous registration
Dec 19, 2008 to Nov 26, 2010factForm ADV
← CHRISTOPHER MATTHEW BEGGAdvisorregistration: previous registration
Jul 17, 2003 to Apr 30, 2008factForm ADV

Controls (1)

← STECKER, RAYMOND, JAMESOwnerPRESIDENT/CEO, ownership code E, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV

Owns (3)

← MUCHLER, BENJAMIN, JAMESOwnerMANAGING DIRECTOR, ownership code B, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← MCKENZIE, ROBERT, STUARTOwnerCHIEF COMPLIANCE OFFICER/SENIOR CLIENT ADVISOR, ownership code NA, individual
Sep 11, 2014 to Mar 28, 2024factForm ADV
← TORTOLA, DANIEL, FREDERICKOwnerCHIEF INVESTMENT OFFICER, ownership code A, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53ee45ff-3e61-a2a1-42c1-4f98a67b9f48
First observed: Mar 30, 2012
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOSTON RESEARCH AND MANAGEMENT, INC.

CRD 107643

MANCHESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53ee45ff-3e61-a2a1-42c1-4f98a67b9f48

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES EDWARD BABIN

n/a

MANCHESTER, MA

n/a

BENJAMIN JAMES MUCHLER

Certified Financial Planner

MANCHESTER, MA

n/a

DANIEL FREDERICK TORTOLA

Chartered Financial Analyst

MANCHESTER, MA

n/a

ROBERT STUART MCKENZIE

n/a

MANCHESTER, MA

Leslie Warnick Kernan

Chartered Financial Analyst

MANCHESTER, MA

n/a

MEGHAN ROSE FLYNN

Certified Financial Planner

MANCHESTER, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STECKER, RAYMOND, JAMES

PRESIDENT/CEO

yes

06/1991

Mar 30, 2012

Mar 28, 2024

MCKENZIE, ROBERT, STUART

CHIEF COMPLIANCE OFFICER/SENIOR CLIENT ADVISOR

09/2014

Sep 11, 2014

Mar 28, 2024

MUCHLER, BENJAMIN, JAMES

MANAGING DIRECTOR

12/2014

Mar 30, 2012

Mar 28, 2024

TORTOLA, DANIEL, FREDERICK

CHIEF INVESTMENT OFFICER

12/2014

Mar 30, 2012

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$676M

n/a

2024

Jan 23, 2025

$627M

n/a

2023

Mar 28, 2024

$582M

n/a

2022

Mar 29, 2023

$503M

n/a

2021

Mar 31, 2022

$548M

n/a

2020

Mar 29, 2021

$482M

n/a

2019

Mar 18, 2020

$446M

n/a

2018

Mar 29, 2019

$385M

n/a

2017

Mar 28, 2018

$357M

n/a

2016

Mar 28, 2017

$320M

n/a

2015

Mar 30, 2016

$284M

n/a

2014

Mar 27, 2015

$288M

n/a

2013

Mar 27, 2014

$265M

n/a

2012

Mar 28, 2013

$225M

n/a

2011

Mar 30, 2012

$200M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$676M

$627M

7.8%

$503M

10.4%