DFX Intelligence

M••••• R••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

M••••• R••• F••••

Advisor at B••••• R••••••• A•• M••••••••• I•••

MANCHESTER, MA

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Search this name across graphsid dfx:ria:05ccc4e0-fe28-f9ba-978d-2b7c4637c0a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• R••••••• A•• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 8, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• R••••••• A•• M••••••••• I•••	Independent wealth	Feb 11, 2026	n/a	yes	MANCHESTER, MA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 30, 2014	Nov 4, 2022	no	PORTLAND, ME	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	B••••• R••••••• A•• M••••••••• I•••	Nov 4, 2022	Feb 11, 2026	1,195	Firm change after gap	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Jul 1, 2014

Relationships

Registered with (3)

→ B••••• R••••••• A•• M••••••••• I•••Registered adviserregistration: current employment
Feb 11, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 30, 2014 to Nov 4, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 7, 2014 to Jul 1, 2014factForm ADV

Dated events

Occurred
Nov 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05ccc4e0-fe28-f9ba-978d-2b7c4637c0a1
First observed: Apr 7, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.