DFX Intelligence

J••• S••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor14 years in industry

J••• S••••• H•••••••

Advisor at F••••• I•••••••••

PLANO, TX | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53ee90ef-ccb2-5d7a-9697-32f06d01dde1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	May 10, 2022	n/a	yes	PLANO, TX\|TAMPA, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 23, 2020	Apr 15, 2022	no	LAKE ELMO, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	F••••• I•••••••••	Apr 15, 2022	May 10, 2022	25	Firm change	Ibd to RIA
U••• B•••••• I••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Sep 10, 2020	Oct 23, 2020

Relationships

Registered with (4)

→ F••••• I•••••••••Registered adviserregistration: current employment
May 10, 2022 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 23, 2020 to Apr 15, 2022factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2019 to Sep 10, 2020factForm ADV
→ C••••• T••• W••••• M••••••••• L••

Dated events

Occurred
Apr 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53ee90ef-ccb2-5d7a-9697-32f06d01dde1
First observed: Sep 6, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.