DFX Intelligence

C••••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

C••••••••• D••••••

Advisor at A••••••• P••••••• A••••••• G•••• I•••

NAPERVILLE, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• P••••••• A••••••• G•••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• P••••••• A••••••• G•••• I•••	Independent wealth	Sep 16, 2025	n/a	yes	NAPERVILLE, IL	Current employment
N••••• A•••• M••••••••• L••	Mixed wealth	Aug 29, 2018	May 20, 2025	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• A•••• M••••••••• L••	A••••••• P••••••• A••••••• G•••• I•••	May 20, 2025	Sep 16, 2025	119	Firm change	RIA to RIA
L•• F•••••••• L••	N••••• A•••• M••••••••• L••	Sep 18, 2018	Aug 29, 2018

Relationships

Registered with (6)

→ A••••••• P••••••• A••••••• G•••• I•••Registered adviserregistration: current employment
Sep 16, 2025 to presentfactForm ADV
→ N••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 29, 2018 to May 20, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 16, 2015 to Sep 18, 2018factForm ADV
→ W••••••• I•••••••••

Dated events

Occurred
May 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 4, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.