DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Daniels
Feed of 09/14/2026
Also filed as Christopher Daniels
At current firm
1 y
since Sep 16, 2025
In the industry
20 y
since Feb 17, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advanced Planning Advisors Group Inc. independent RIA currentsince Sep 16, 2025 · Naperville, Il
- Nuveen Asset Management, LLC mixed wealthAug 29, 2018 to May 20, 2025 · Chicago, Il
- LPL Financial LLC BD affiliatedJun 16, 2015 to Sep 18, 2018 · Lansing, Il
- Wintrust Investments formerMay 7, 2014 to Jun 15, 2015 · Chicago, Il
- Pnc Wealth Management BD affiliatedAug 16, 2010 to Nov 5, 2012 · Chicago, Il
- Edward Jones national BDSep 4, 2007 to Aug 2, 2010 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Nuveen Asset Management, LLC to Advanced Planning Advisors Group Inc.left May 20, 2025, registered Sep 16, 2025 (119 days) · RIA to RIA
- LPL Financial LLC to Nuveen Asset Management, LLCleft Sep 18, 2018, registered Aug 29, 2018 (-20 days) · Other
- Wintrust Investments to LPL Financial LLCleft Jun 15, 2015, registered Jun 16, 2015 (1 days) · Other
- Pnc Wealth Management to Wintrust Investmentsleft Nov 5, 2012, registered May 7, 2014 (548 days) · Other
- Edward Jones to Pnc Wealth Managementleft Aug 2, 2010, registered Aug 16, 2010 (14 days) · Other
Signals
- Christopher Daniels left Nuveen Asset Management, Llc for Advanced Planning Advisors Group Inc. (registered 2025-09-16)May 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address