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Advisor at INVESTMENT ADVISOR GROUP
HANCOCK, NY | Newark, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INVESTMENT ADVISOR GROUP | Independent wealth | Feb 23, 2021 | n/a | yes | Newark, DE|HANCOCK, NY | Current employment |
| THE INVESTMENT ADVISOR ALLIANCE LLC | Former SEC adviser | Apr 12, 2010 | Feb 26, 2021 | no | ALLENDALE, NJ|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE INVESTMENT ADVISOR ALLIANCE LLC | INVESTMENT ADVISOR GROUP | Feb 26, 2021 | Feb 23, 2021 | -3 | Firm change | RIA to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125185:312448:GA:2021-02-26 | Feb 26, 2021 | Feb 23, 2021 | ATLANTA, GA | Firm change |