T••••• A• K••••

Advisor at L•• F•••••••• L••

WINNETKA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:540b96d7-f610-7e79-a8b6-7e034d86cad0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	WINNETKA, IL	Current employment
G•••• L•••• A•••••••• L••	Other adviser	Sep 30, 2011	Apr 10, 2018	no	CHICAGO, IL\|WINNETKA, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• I•••••••••	L•• F•••••••• L••	Jan 23, 2025	Jan 23, 2025	0	Bulk transfer	RIA to ibd
G•••• L•••• A•••••••• L••	W••••••• I•••••••••	Apr 10, 2018	Sep 30, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
110757:875:IL:2018-04-10	Apr 10, 2018	Sep 30, 2011	WINNETKA, IL	Firm change after gap

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Sep 30, 2011 to Jan 23, 2025factForm ADV
→ G•••• L•••• A•••••••• L••Registered adviserregistration: previous registration
Sep 30, 2011 to Apr 10, 2018factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:540b96d7-f610-7e79-a8b6-7e034d86cad0
First observed: Apr 17, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.