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Advisor at CAPITAL ADVISERS, INC.
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL ADVISERS, INC. | Independent wealth | Aug 27, 2026 | n/a | yes | Charlotte, NC | Current employment |
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 2, 2013 | Aug 20, 2026 | no | RALEIGH, NC|CHARLOTTE, NC | Previous registration |
| CIC ADVISERS, LLC | n/a | Jun 1, 2006 | Dec 31, 2012 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | CAPITAL ADVISERS, INC. | Aug 20, 2026 | Aug 27, 2026 | 7 | Firm change | Ibd to RIA |
| CIC ADVISERS, LLC | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Dec 31, 2012 | Jan 2, 2013 | 2 | Bulk transfer | Other |