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Advisor at WELLS FARGO ADVISORS
JASPER, GA | CORAL SPRINGS, FL | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 23, 2010 | n/a | yes | JASPER, GA|BOCA RATON, FL|CORAL SPRINGS, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 23, 2004 | Aug 3, 2010 | no | PORTLAND, ME|BANGOR, ME|BANGOR, ME|BANGOR, ME | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 31, 2003 | Jan 30, 2004 | no | PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Aug 3, 2010 | Jul 23, 2010 | -11 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Jan 30, 2004 | Jan 23, 2004 | -7 | Firm change | Wirehouse to wirehouse |