This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 31, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Chartered Financial Consultant

Exams

S66|S63

First exam

Jul 31, 2003

First registration

Jul 28, 2010

Dual registered

yes, broker-dealer

Other names

JIM LEWIS|JAMES EDWARD LEWIS|James Lewis

IAPD individual key

4682888

• Occurred

  Aug 29, 2023
  Advisor changed firm

  James Edward Lewis left Raymond James & Associates, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2023-08-23)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5415aae1-b506-4b94-a748-9cb9554fd92e

First observed

Jul 28, 2010

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.