RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• L••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 23, 2023 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDMay 9, 2022 to Aug 29, 2023 · Meridian, Id
- L•• F•••••••• L•• BD affiliatedJul 28, 2010 to Apr 9, 2021 · San Diego, Ca
- R•••••• J•••• • A••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 29, 2023, registered Aug 23, 2023 (-6 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Apr 9, 2021, registered May 9, 2022 (395 days) · Affiliated broker-dealer or bank to another
- J•••• E••••• L•••• left R•••••• J•••• • A••••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-08-23)Aug 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address