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CRD 322773
NAPERVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AKSIA LLC | Member | D | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| BEHAN, ROBERT, FRANCIS | VICE PRESIDENT | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| CALAMOS ADVISORS LLC | Member | D | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| CALAMOS ASSET MANAGEMENT, INC. | SOLE MANAGER/MEMBER | E | yes | 10/2004 | Jul 20, 2022 | Jul 22, 2022 |
| CALAMOS FAMILY PARTNERS, INC. | Member | E | yes | 09/2014 | Jul 20, 2022 | Jul 22, 2022 |
| CALAMOS INVESTMENTS LLC | MEMBER/MANAGER | E | yes | 10/2004 | Jul 20, 2022 | Jul 22, 2022 |
| CALAMOS PARTNERS LLC | Member | E | yes | 07/2016 | Jul 20, 2022 | Jul 22, 2022 |
| CALAMOS SR., JOHN, PETER | Manager | F | yes | 07/2016 | Jul 20, 2022 | Jul 22, 2022 |
| CALAMOS SR., JOHN, PETER | TRUSTEE AND SHAREHOLDER | E | yes | 08/1985 | Jul 20, 2022 | Jul 22, 2022 |
| CALAMOS SR., JOHN, PETER | Manager | F | yes | 07/2016 | Jul 20, 2022 | Jul 22, 2022 |
| Dufresne, Daniel, Leo | Director | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| FISHMAN, MAYA | Secretary | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| HELMETAG, CHRISTIAN, ALLAN | CHIEF FINANCIAL OFFICER, TREASURER | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| HEMLEY, JOSHUA, DAVID REID | VICE PRESIDENT | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| Herman, Thomas, Edward | President | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| JACKSON, JERALD, CHRISTOPHER | ASSISTANT SECRETARY | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| JOHN P. CALAMOS, TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST DATED AUGUST 21, 1985 | Shareholder | E | yes | 10/2004 | Jul 20, 2022 | Jul 22, 2022 |
| KOUDOUNIS, JOHN, SPIRO | Manager | F | yes | 07/2016 | Jul 20, 2022 | Jul 22, 2022 |
| KOUDOUNIS, JOHN, SPIRO | Manager | F | yes | 07/2016 | Jul 20, 2022 | Jul 22, 2022 |
| KOUDOUNIS, JOHN, SPIRO | Director | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| LU, WENPING | ASSISTANT TREASURER | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| Malaric, Filip | VICE PRESIDENT | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| MISHRA, SIDDHYA, SANU | ASSISTANT SECRETARY | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| NEST, WILLIAM, TIMOTHY | Director | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| RUSSELL, CHRISTOPHER, STEPHEN | VICE PRESIDENT | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| SINKER, JACQUELINE, ELIZABETH | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| TAKAHASHI, WILLIAM, J | Manager | F | yes | 07/2016 | Jul 20, 2022 | Jul 22, 2022 |
| VOS, JAMES, HAYDEN | DIRECTOR, GLOBAL CHIEF INVESTMENT OFFICER | Na | yes | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| CALAMOS SR., JOHN, PETER | GLOBAL CHIEF INVESTMENT OFFICER | Na | no | 06/2022 | Jul 20, 2022 | Jul 22, 2022 |
| PANAGIOTIDIS, ALEXANDROS | Member | C | no | 10/2006 | Jul 20, 2022 | Jul 22, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CALAMOS ADVISORS LLC | n/a | Asset manager | $44B | Y | yes | n/a |
| AKSIA LLC | n/a | Other adviser | $35B | Y | yes | n/a |
| CALAMOS WEALTH MANAGEMENT LLC | n/a | Independent wealth | $5.5B | N | yes | n/a |
| AKSIA CA LLC | n/a | Former SEC adviser | $2.1B | N | yes | n/a |
| AKSIA ALFA ADVISORY LTD. | n/a | n/a | n/a | N | yes | n/a |
| AKSIA BRAVO ADVISORY LTD. | n/a | n/a | n/a | N | yes | n/a |
| AKSIA CHARLIE ADVISORY L.P. | n/a | n/a | n/a | N | yes | n/a |
| AKSIA CHICAGO LLC | n/a | n/a | n/a | N | yes | n/a |
| AKSIA DELTA ADVISORS LP | n/a | n/a | n/a | N | yes | n/a |
| AKSIA ECHO ADVISORS LP | n/a | n/a | n/a | N | yes | n/a |
| AKSIA EUROPE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| AKSIA FOXTROT ADVISORS LP | n/a | n/a | n/a | N | yes | n/a |
| AKSIA GOLF ADVISORS LP | n/a | n/a | n/a | N | yes | n/a |
| AKSIA GP LTD. | n/a | n/a | n/a | N | yes | n/a |
| AKSIA HONG KONG LIMITED | n/a | n/a | n/a | N | yes | n/a |
| AKSIA HOTEL ADVISORS LP | n/a | n/a | n/a | N | yes | n/a |
| AKSIA IOTA ADVISORS LP | n/a | n/a | n/a | N | yes | n/a |
| AKSIA JAPAN CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS ADVISORS LLC MASTER GROUP TRUST GLOBAL OPPORTUNITIES TRUST | n/a | n/a | n/a | N | no | n/a |
| CALAMOS ARES QUANT FUND I, LP | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS FINANCIAL SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS GLOBAL OPPORTUNITIES FUND LP | n/a | n/a | n/a | N | yes | n/a |
| CALAMOS INVESTMENT TRUST | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 4 | no |