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Advisor at STRATOS WEALTH PARTNERS, LTD
New Albany, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jun 24, 2025 | n/a | yes | New Albany, IN | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 29, 2013 | Jan 12, 2015 | no | LOUISVILLE, KY | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Sep 19, 2011 | Oct 25, 2013 | no | LOUISVILLE, KY|WHEATON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | STRATOS WEALTH PARTNERS, LTD | Jan 12, 2015 | Jun 24, 2025 | 3,816 | Firm change after gap | Other |
| BROOKSTONE CAPITAL MANAGEMENT LLC | SECURITIES AMERICA ADVISORS, INC. | Oct 25, 2013 | Oct 29, 2013 | 4 | Firm change | Other |