DFX Intelligence
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Reading the graph
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Advisor at R•••• F•••••••• P••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••••• | No RAUM reported | Apr 11, 2024 | n/a | yes | Scottsdale, AZ|SAN DIEGO, CA | Current employment |
| R•••• F•••••••• P••••••• L•• | State registered | Jul 27, 2023 | n/a | yes | FORT COLLINS, CO | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••••• A•••••••• I••• | R•••• F•••••••• P••••••• L•• | Jul 5, 2023 | Jul 27, 2023 | 22 | Firm change | Ibd to state RIA |
| F••••••• P••••••• A•• W•••••••• A••••••• | V••••••• A•••••••• I••• | Jun 1, 2021 | Aug 19, 2021 |
| Bd affiliated wealth |
| Aug 19, 2021 |
| Jul 5, 2023 |
| no |
| Scottsdale, AZ |
| Previous registration |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Feb 25, 2019 | Jun 1, 2021 | no | MILLBURN, NJ | Previous registration |
| M••••• S•••••• | Wirehouse | Dec 21, 2017 | Jan 25, 2019 | no | Short Hills, NJ | Previous registration |
| 79 |
| Firm change |
| Ibd to ibd |
| M••••• S•••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Jan 25, 2019 | Feb 25, 2019 | 31 | Firm change | Wirehouse to ibd |