DFX Intelligence
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Registered advisor
S••• J••• Z••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as S••• J••• S••••••••• J••• Z••••••••• Z••••••••
At current firm
3 y
since Jul 27, 2023
In the industry
12 y
since Oct 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••••• no RAUM currentsince Apr 11, 2024 · Scottsdale, Az
- R•••• F•••••••• P••••••• L•• state registered currentsince Jul 27, 2023 · Fort Collins, Co
- V••••••• A•••••••• I••• BD affiliatedAug 19, 2021 to Jul 5, 2023 · Scottsdale, Az
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 25, 2019 to Jun 1, 2021 · Millburn, Nj
- M••••• S•••••• wirehouseDec 21, 2017 to Jan 25, 2019 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- V••••••• A•••••••• I••• to R•••• F•••••••• P••••••• L••left Jul 5, 2023, registered Jul 27, 2023 (22 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F••••••• P••••••• A•• W•••••••• A••••••• to V••••••• A•••••••• I•••left Jun 1, 2021, registered Aug 19, 2021 (79 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 25, 2019, registered Feb 25, 2019 (31 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJul 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address