DFX Intelligence

E••• O••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

E••• O••• J••••••

Advisor at H••••••• I••••••••• G••••• I•••

POMPANO BEACH, FL | Orlando, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• I••••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• I••••••••• G••••• I•••	Independent wealth	Apr 28, 2011	n/a	yes	POMPANO BEACH, FL\|Orlando, FL	Current employment
E••••• J••••	National bd RIA	Jun 30, 2010	Mar 31, 2011	no	LAKE MARY, FL\|SANFORD, FL\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	H••••••• I••••••••• G••••• I•••	Mar 31, 2011	Apr 28, 2011	28	Firm change	Other
K•••••••• W••••• A•••••••	E••••• J••••	Nov 26, 2003	Jun 30, 2010

Relationships

Registered with (3)

→ H••••••• I••••••••• G••••• I•••Registered adviserregistration: current employment
Apr 28, 2011 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 30, 2010 to Mar 31, 2011factForm ADV
→ K•••••••• W••••• A•••••••Registered adviserregistration: previous registration
Jul 16, 2003 to Nov 26, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 16, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.