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CRD 113204
POMPANO BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANNE BEARD MACLEAN | n/a | POMPANO BEACH, FL | 32 | 36 | n/a | no |
| SAMUEL HARDY TAYLOR | n/a | POMPANO BEACH, FL | 25 | 29 | 1 | no |
| ROBERT IAN MCCARVER | n/a | POMPANO BEACH, FL | 25 | 32 | n/a | no |
| FREDERICK RICHARDS MACLEAN, JR. | Certified Financial Planner|Chartered Financial Analyst | POMPANO BEACH, FL | 25 | 33 | 1 | no |
| TIMOTHY GLENN SLATTERY | n/a | TAMPA, FL | POMPANO BEACH, FL | 21 | 29 | 1 | no |
| CRAIG CHIH-HSIN CHUANG | Certified Financial Planner|Chartered Financial Analyst | POMPANO BEACH, FL | 20 | 27 | 1 | no |
| STACY LEE BLISS | n/a | POMPANO BEACH, FL | 19 | 35 | 1 | no |
| ERIK OLIN JOHNSON | n/a | POMPANO BEACH, FL | Orlando, FL | 15 | 23 | 2 | no |
| DAVID KENNETH TEAS | Certified Financial Planner|Chartered Financial Analyst | POMPANO BEACH, FL | 14 | 15 | n/a | no |
| NICKLAUS BRANDON MATTINGLY | Certified Financial Planner | TAMPA, FL | POMPANO BEACH, FL | 12 | 15 | 1 | no |
| JEFF D REALEJO | Certified Financial Planner | POMPANO BEACH, FL | 8 | 10 | 1 | no |
| FREDERICK RICHARDS MACLEAN | Certified Financial Planner|Chartered Financial Analyst | POMPANO BEACH, FL | 4 | 13 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MACLEAN FAMILY TRUST F/B/O | Owner | A | yes | 01/2005 | Jul 27, 2026 | Jul 27, 2026 |
| MACLEAN, JR., FREDERICK, | PRESIDENT/CO-TRUSTEE OF FREDERICK | Na | yes | 01/2005 | Jul 27, 2026 | Jul 27, 2026 |
| MACLEAN, LAURA, G. | TRUSTEE OF LAURA MACLEAN IRREVOCABLE TRUST | E | yes | 03/2026 | Jul 27, 2026 | Jul 27, 2026 |
| MCCARVER, ROBERT, IAN | SECRETARY/TREASURER JR. REV. TRUST/TRUSTEE OF MACLEAN FAMILY TRUST | Na | yes | 02/1997 | Jul 27, 2026 | Jul 27, 2026 |
| MCCARVER, TRACY, M. | HEAD OF TRADING | Na | yes | 01/2014 | Jul 27, 2026 | Jul 27, 2026 |
| SLATTERY, TIMOTHY, GLENN | CHIEF INVESTMENT OFFICER/TRUSTEE OF TIMOTHY GLENN SLATTERY REV. TRUST | Na | yes | 01/2007 | Jul 27, 2026 | Jul 27, 2026 |
| TAYLOR, SAMUEL, HARDY | VICE PRESIDENT/CCO/ CO-TRUSTEE OF THE TAYLOR FAMILY REV. TRUST | Na | yes | 02/1997 | Jul 27, 2026 | Jul 27, 2026 |
| FREDERICK R. MACLEAN, JR. REV. TRUST DATED 05/31/00 | Owner | D | yes | 01/2005 | Mar 19, 2014 | Feb 29, 2024 |
| MACLEAN FAMILY TRUST F/B/O FREDERICK R. MACLEAN III DATED 09/30/04 | Owner | A | yes | 01/2005 | Aug 22, 2017 | Feb 29, 2024 |
| MACLEAN FAMILY TRUST F/B/O MADELINE R. MACLEAN DATED 09/30/04 | Owner | A | yes | 01/2005 | Aug 22, 2017 | Feb 29, 2024 |
| ROBERT IAN MCCARVER AND TRACY M. MCCARVER - TENANTS BY THE ENTIRETY | Owner | A | yes | 03/2017 | Mar 30, 2018 | Feb 29, 2024 |
| TIMOTHY GLENN SLATTERY REV. TRUST DATED 10/23/03 | Owner | B | yes | 01/2007 | Mar 19, 2014 | Feb 29, 2024 |
| LAURA MACLEAN IRREVOCABLE | Owner | A | no | 03/2026 | Jul 27, 2026 | Jul 27, 2026 |
| TAYLOR, HEIDE, R. | CO-TRUSTEE OF THE TAYLOR FAMILY REV. TRUST | Na | no | 01/2014 | Jul 27, 2026 | Jul 27, 2026 |
| TEAS, COURTNEY, ELIZABETH | CO-TRUSTEE OF THE TEAS REVOCABLETENANCY BY THE ENTIRETY TRUST | Na | no | 09/2011 | Jul 27, 2026 | Jul 27, 2026 |
| TEAS, DAVID, KENNETH | CO-TRUSTEE OF THE TEAS REVOCABLE TENANCY BY THE ENTIRETY TRUST | Na | no | 09/2011 | Jul 27, 2026 | Jul 27, 2026 |
| TEAS REVOCABLE TENANCY BY THE ENTIRETY TRUST DATED 9/27/11 | Owner | Na | no | 08/2018 | Oct 1, 2018 | Feb 29, 2024 |
| THE TAYLOR FAMILY REV. TRUST DATED 05/17/11 | Owner | A | no | 01/2014 | Mar 19, 2014 | Feb 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FTL PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| HINKLE, RHINE & ROOT, LLC | n/a | n/a | n/a | N | no | n/a |
| MACLEAN & EMA | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tampa | FL | United States | 2 | no |
| Orlando | FL | United States | 1 | no |
| POMPANO BEACH | FL | United States | 1 | no |
| POMPANO BEACH | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 19, 2026 | $2.2B | $2.2B | 21 | 12 | 3 | n/a | n/a |
| 2024 | Mar 27, 2025 | $1.9B | $1.9B | 21 | 13 | 4 | n/a | n/a |
| 2023 | Feb 29, 2024 | $1.7B | $1.7B | 21 | 13 | 4 | n/a | n/a |
| 2022 | Mar 28, 2023 | $1.5B | $1.5B | 23 | 15 | 4 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.7B | $1.7B | 22 | 15 | 4 | n/a | n/a |
| 2020 | Mar 31, 2021 | $1.4B | $1.4B | 21 | 14 | 4 | n/a | n/a |
| 2019 | Mar 12, 2020 | $1.4B | $1.4B | 21 | 14 | 4 | n/a | n/a |
| 2018 | Mar 26, 2019 | $1.1B | $1.1B | 20 | 13 | 4 | n/a | n/a |
| 2017 | Mar 30, 2018 | $1.2B | $1.2B | 20 | 13 | 4 | n/a | n/a |
| 2016 | Mar 30, 2017 | $986M | $986M | 19 | 12 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $878M | $878M | 19 | 12 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $883M | $883M | 19 | 12 | n/a | n/a | n/a |
| 2013 | Mar 19, 2014 | $816M | $816M | 17 | 11 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $727M | $727M | 17 | 11 | n/a | n/a | n/a |
| 2011 | Mar 15, 2012 | $627M | $627M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.2B | $1.9B | 16.5% | $1.5B | 14.0% | 21 | 21 | 3 | 4 |