DFX Intelligence

C•••••••• B•••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

C•••••••• B•••••• R••

Advisor at C•••••••

Minnetonka, MN

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Search this name across graphsid dfx:ria:54364879-3465-f085-ca65-341df6ed9d23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 31, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Apr 21, 2023	n/a	yes	Minnetonka, MN	Current employment
Q••••••••• A••••••••• L••	Former SEC adviser	May 7, 2019	Jun 12, 2023	no	MINNETONKA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q••••••••• A••••••••• L••	C•••••••	Jun 12, 2023	Apr 21, 2023	-52	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	Q••••••••• A••••••••• L••	Sep 29, 2015	May 7, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
110575:175112:MN:2023-06-12	Jun 12, 2023	Apr 21, 2023	MINNETONKA, MN	Firm change after gap

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Apr 21, 2023 to presentfactForm ADV
→ Q••••••••• A••••••••• L••Registered adviserregistration: previous registration
May 7, 2019 to Jun 12, 2023factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2014 to Sep 29, 2015factForm ADV

Dated events

Occurred
Jun 12, 2023
Advisor changed firm
C•••••••• B•••••• R•• left Q••••••••• A••••••••• L•• for Captrust (registered 2023-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54364879-3465-f085-ca65-341df6ed9d23
First observed: Feb 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.