DFX Intelligence

K•••• K•••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)11 years in industry

K•••• K•••• D•••••••••

Advisor at C••• C•••••• L••

JERSEY CITY, NJ

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Search this name across graphsid dfx:ria:544ecde2-a175-b4cd-a850-2f8985c6d5b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 16, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• C•••••• L••	Independent wealth	Feb 2, 2024	n/a	yes	JERSEY CITY, NJ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 23, 2021	Feb 9, 2024	no	EAST BRUNSWICK, NJ\|JERSEY CITY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••• C•••••• L••	Feb 9, 2024	Feb 2, 2024	-7	Firm change	Ibd to new firm
P••••••• U••••• A•••••••• I•••	L•• F•••••••• L••	Jun 28, 2021	Jul 23, 2021

Relationships

Registered with (5)

→ C••• C•••••• L••Registered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 23, 2021 to Feb 9, 2024factForm ADV
→ P••••••• U••••• A•••••••• I•••Registered adviserregistration: previous registration
May 30, 2019 to Jun 28, 2021factForm ADV
→ M••••• S••••••

Dated events

Occurred
Feb 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:544ecde2-a175-b4cd-a850-2f8985c6d5b6
First observed: Feb 18, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.