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Advisor at LPL FINANCIAL LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 5, 2025 | n/a | yes | DALLAS, TX | Current employment |
| ORION WEALTH MANAGEMENT LLC | State registered | Feb 15, 2023 | Jul 23, 2025 | no | RICHARDSON, TX | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Sep 27, 2017 | Mar 27, 2020 | no | FORT LAUDERDALE, FL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 19, 2008 | Sep 27, 2017 | no | Fort Lauderdale, FL|BOCA RATON, FL|Dallas, TX | Previous registration |
| FIRST COMMAND BANK | n/a | Apr 27, 2004 | Sep 14, 2005 | no | FORT WORTH, TX | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Jan 6, 2004 | Oct 13, 2005 | no | COOPER CITY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ORION WEALTH MANAGEMENT LLC | LPL FINANCIAL LLC | Jul 23, 2025 | Aug 5, 2025 | 13 | Firm change | Other |
| OPPENHEIMER & CO. INC. | ORION WEALTH MANAGEMENT LLC | Mar 27, 2020 | Feb 15, 2023 | 1,055 | Firm change after gap | Ibd to state RIA |
| RAYMOND JAMES & ASSOCIATES, INC. | OPPENHEIMER & CO. INC. | Sep 27, 2017 | Sep 27, 2017 | 0 | Firm change | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND BANK | Oct 13, 2005 | Apr 27, 2004 | -534 | Firm change after gap | Other |
| FIRST COMMAND BANK | RAYMOND JAMES & ASSOCIATES, INC. | Sep 14, 2005 | Sep 19, 2008 | 1,101 | Firm change after gap | Other |