DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Angela Michelle Graham -West

LPL Financial LLCBD affiliatedDallas, Txdual registrantIAPD 3004083

Feed of 09/14/2026

Also filed as Angela West

At current firm

1 y

since Aug 5, 2025

In the industry

28 y

since Feb 23, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 5, 2025 · Dallas, Tx
Orion Wealth Management LLC state registered
Feb 15, 2023 to Jul 23, 2025 · Richardson, Tx
Oppenheimer & Co. Inc. BD affiliated
Sep 27, 2017 to Mar 27, 2020 · Fort Lauderdale, Fl
Raymond James & Associates, Inc. national BD
Sep 19, 2008 to Sep 27, 2017 · Fort Lauderdale, Fl
First Command Bank unclassified
Apr 27, 2004 to Sep 14, 2005 · Fort Worth, Tx
First Command Financial Planning, Inc. former
Jan 6, 2004 to Oct 13, 2005 · Cooper City, Fl

Moves

a registration end followed by a registration begin elsewhere

Orion Wealth Management LLC to LPL Financial LLC
left Jul 23, 2025, registered Aug 5, 2025 (13 days) · Other
Oppenheimer & Co. Inc. to Orion Wealth Management LLC
left Mar 27, 2020, registered Feb 15, 2023 (1055 days) · Affiliated broker-dealer or bank to a state-registered adviser
Raymond James & Associates, Inc. to Oppenheimer & Co. Inc.
left Sep 27, 2017, registered Sep 27, 2017 (0 days) · Other
First Command Financial Planning, Inc. to First Command Bank
left Oct 13, 2005, registered Apr 27, 2004 (-534 days) · Other
First Command Bank to Raymond James & Associates, Inc.
left Sep 14, 2005, registered Sep 19, 2008 (1101 days) · Other

Signals

Angela Michelle Graham -West left Orion Wealth Management Llc for Lpl Financial Llc (registered 2025-08-05)
Jul 23, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address