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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TORCH WEALTH MANAGEMENT LLC

CRD 168815

CINCINNATI, OH

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Search this name across graphsid dfx:ria:545be3cc-dcd4-22ce-9939-744e1a40fe03

Data as of Mar 5, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2013 to Mar 5, 2019
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $265MItem 5.F on the latest filing (2019-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $264M
Private client RAUM: $256MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 371
Individual clients: 81
High net worth clients: 66
SEC number: 801-78474
CRD: 168815
Filings on the tape: 19
First filed: Aug 16, 2013
Latest filed: Mar 5, 2019
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAKE, IRENE, MCDONOUGH	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	C	yes	08/2013	Aug 16, 2013	Mar 5, 2019
DAYTER, ELIZABETH, A	MEMBER/DIRECTOR OF CLIENT SERVICES	C	yes	09/2013	Sep 5, 2013	Mar 5, 2019
HABERER, EDWARD, MICHAEL	MEMBER/PRESIDENT	C	yes	09/2013	Sep 5, 2013	Mar 5, 2019
KELLER, DONALD, LEE	MEMBER, CHIEF INVESTMENT OFFICER	C	yes	08/2013	Aug 16, 2013	Mar 5, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 5, 2019	$265M	$264M	4	3	0	n/a	n/a
2017	Mar 9, 2018	$264M	$263M	4	3	0	n/a	n/a
2016	Jan 24, 2017	$243M	$241M	4	2	n/a	n/a	n/a
2015	Feb 2, 2016	$234M	$234M	4	2	n/a	n/a	n/a
2014	Jan 27, 2015	$238M	$234M	4	2	n/a	n/a	n/a
2013	Jan 27, 2014	$211M	$210M	4	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$265M	$264M	0.1%	$234M	4.2%	4	4	0	0

Relationships

Controls (4)

← HABERER, EDWARD, MICHAELOwnerMEMBER/PRESIDENT, ownership code C, individual
Sep 5, 2013 to presentfactForm ADV
← DAKE, IRENE, MCDONOUGHOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Aug 16, 2013 to presentfactForm ADV
← KELLER, DONALD, LEEOwnerMEMBER, CHIEF INVESTMENT OFFICER, ownership code C, individual
Aug 16, 2013 to presentfactForm ADV
← DAYTER, ELIZABETH, AOwnerMEMBER/DIRECTOR OF CLIENT SERVICES, ownership code C, individual
Sep 5, 2013 to presentfactForm ADV

Registered with (1)

← ELIZABETH A DAYTERAdvisorregistration: previous registration
Oct 25, 2017 to Feb 26, 2020factForm ADV

Dated events

Occurred
Aug 16, 2013
First Form ADV filing
Torch Wealth Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:545be3cc-dcd4-22ce-9939-744e1a40fe03
First observed: Aug 16, 2013
Last observed: Mar 5, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TORCH WEALTH MANAGEMENT LLC

CRD 168815

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:545be3cc-dcd4-22ce-9939-744e1a40fe03

Data as of Mar 5, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAKE, IRENE, MCDONOUGH

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

08/2013

Aug 16, 2013

Mar 5, 2019

DAYTER, ELIZABETH, A

MEMBER/DIRECTOR OF CLIENT SERVICES

yes

09/2013

Sep 5, 2013

Mar 5, 2019

HABERER, EDWARD, MICHAEL

MEMBER/PRESIDENT

yes

09/2013

Sep 5, 2013

Mar 5, 2019

KELLER, DONALD, LEE

MEMBER, CHIEF INVESTMENT OFFICER

yes

08/2013

Aug 16, 2013

Mar 5, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 5, 2019

$265M

$264M

n/a

2017

Mar 9, 2018

$264M

$263M

n/a

2016

Jan 24, 2017

$243M

$241M

n/a

2015

Feb 2, 2016

$234M

n/a

2014

Jan 27, 2015

$238M

$234M

n/a

2013

Jan 27, 2014

$211M

$210M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$265M

$264M

0.1%

$234M

4.2%