DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Torch Wealth Management LLC

Former SEC-registered adviserCincinnati, OhioCRD 168815SEC 801-78474IAPD
Latest filing Mar 5, 2019
First filing on the tape Aug 16, 2013 · 19 filings
RAUM
$265M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$256M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$265M as of Mar 5, 2019
Jan 27, 2014$211M then
HNW client RAUM$225M as of Mar 5, 2019
Mar 9, 2018$191M then
State-registered IARs (5.B.3)3 as of Mar 5, 2019
Jan 27, 20142 then
Employees (5.A)4 as of Mar 5, 2019
Jan 27, 20144 then
Private funds: no history
RAUM +0.1% over the last fiscal year+4.2% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 5, 2019; every figure names its basis
RAUM per advisor
$88.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
49derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.4MderivedHNW RAUM over HNW clients
Average account
$713,693derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.1%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+17%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$225M85%
  • Individuals$30.1M11%
  • Pension and profit-sharing plans$9.2M3.5%
Individual clients
81reported
HNW clients
66reported
Pension plan clients
5reported
Charitable clients
n/areported
Accounts
371reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Mcdonough Irene Dake · Managing Member, Chief Compliance Officercontrol
      since 08/2013 · owns 25% to 50%
    • A Elizabeth Dayter · Member/Director Of Client Servicescontrol
      since 09/2013 · owns 25% to 50%
    • Michael Edward Haberer · Member/Presidentcontrol
      since 09/2013 · owns 25% to 50%
    • Lee Donald Keller · Member, Chief Investment Officercontrol
      since 08/2013 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 363 to 371
      Mar 9, 2018 to Mar 5, 2019
    • HNW clients · 65 to 66
      Mar 9, 2018 to Mar 5, 2019
    • Individual clients · 61 to 81
      Mar 9, 2018 to Mar 5, 2019
    • Pension plan clients · 6 to 5
      Mar 9, 2018 to Mar 5, 2019
    • Discretionary RAUM · $263M to $264M
      Mar 9, 2018 to Mar 5, 2019
    • HNW RAUM · $191M to $225M
      Mar 9, 2018 to Mar 5, 2019
    • Individual RAUM · $57.9M to $30.1M
      Mar 9, 2018 to Mar 5, 2019
    • Non-discretionary RAUM · $1.2M to $511,324
      Mar 9, 2018 to Mar 5, 2019
    • Pension RAUM · $15.4M to $9.2M
      Mar 9, 2018 to Mar 5, 2019
    • RAUM · $264M to $265M
      Mar 9, 2018 to Mar 5, 2019
    • Accounts · 351 to 363
      Nov 16, 2017 to Mar 9, 2018
    • Advisory employees · 2 to 3
      Nov 16, 2017 to Mar 9, 2018
    • HNW clients · unset to 65.0
      Nov 16, 2017 to Mar 9, 2018
    • Individual clients · unset to 61.0
      Nov 16, 2017 to Mar 9, 2018
    • Pension plan clients · unset to 6.0
      Nov 16, 2017 to Mar 9, 2018
    • State-registered IARs · 2 to 3
      Nov 16, 2017 to Mar 9, 2018
    • Discretionary RAUM · $241M to $263M
      Nov 16, 2017 to Mar 9, 2018
    • HNW RAUM · unset to 191094339.0
      Nov 16, 2017 to Mar 9, 2018
    • Individual RAUM · unset to 57908934.0
      Nov 16, 2017 to Mar 9, 2018
    • Non-discretionary RAUM · $1.2M to $1.2M
      Nov 16, 2017 to Mar 9, 2018
    • Pension RAUM · unset to 15402281.0
      Nov 16, 2017 to Mar 9, 2018
    • RAUM · $243M to $264M
      Nov 16, 2017 to Mar 9, 2018
    • Other offices · unset to 0.0
      Mar 7, 2017 to Nov 16, 2017
    • Accounts · 352 to 351
      Aug 16, 2016 to Jan 24, 2017
    • Discretionary RAUM · $234M to $241M
      Aug 16, 2016 to Jan 24, 2017
    • Non-discretionary RAUM · $118,475 to $1.2M
      Aug 16, 2016 to Jan 24, 2017
    • RAUM · $234M to $243M
      Aug 16, 2016 to Jan 24, 2017
    • Accounts · 303 to 352
      Oct 22, 2015 to Feb 2, 2016
    • Discretionary RAUM · $234M to $234M
      Oct 22, 2015 to Feb 2, 2016
    • Non-discretionary RAUM · $3.7M to $118,475
      Oct 22, 2015 to Feb 2, 2016
    • RAUM · $238M to $234M
      Oct 22, 2015 to Feb 2, 2016
    • Accounts · 265 to 303
      Apr 17, 2014 to Jan 27, 2015
    • Financial planning clients · 0 to 1-10
      Apr 17, 2014 to Jan 27, 2015
    • Discretionary RAUM · $210M to $234M
      Apr 17, 2014 to Jan 27, 2015
    • Non-discretionary RAUM · $364,659 to $3.7M
      Apr 17, 2014 to Jan 27, 2015
    • RAUM · $211M to $238M
      Apr 17, 2014 to Jan 27, 2015
    • Accounts · 245 to 265
      Nov 25, 2013 to Jan 27, 2014
    • Discretionary RAUM · $205M to $210M
      Nov 25, 2013 to Jan 27, 2014
    • Non-discretionary RAUM · $269,816 to $364,659
      Nov 25, 2013 to Jan 27, 2014
    • RAUM · $205M to $211M
      Nov 25, 2013 to Jan 27, 2014
    Signals
    1 dated events
    • Torch Wealth Management Llc filed its initial SEC registration (Form ADV)
      Aug 16, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026