DFX Intelligence

D••••• W•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

D••••• W•••• W••••••

Advisor at I•• W••••• M••••••••• L••

CHICAGO, IL | Overland Park, KS

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Search this name across graphsid dfx:ria:545d2bd2-fc69-7882-830e-543daad3b4ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Oct 13, 2017	n/a	yes	CHICAGO, IL\|Overland Park, KS	Current employment
N•••••• W••••• G••••• L••	Former SEC adviser	Aug 1, 2014	Dec 31, 2017	no	OVERLAND PARK, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• W••••• G••••• L••	I•• W••••• M••••••••• L••	Dec 31, 2017	Oct 13, 2017	-79	Firm change after gap	Other
I••••••••• F•••••••• P•••••••	N•••••• W••••• G••••• L••	Oct 17, 2014	Aug 1, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
171952:171481:KS:2017-12-31	Dec 31, 2017	Oct 13, 2017	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 13, 2017 to presentfactForm ADV
→ N•••••• W••••• G••••• L••Registered adviserregistration: previous registration
Aug 1, 2014 to Dec 31, 2017factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 28, 2012 to Oct 17, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:545d2bd2-fc69-7882-830e-543daad3b4ff
First observed: Aug 5, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.