DFX Intelligence

C•••• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

C•••• A•••••••••

Advisor at J••• M••••• S••••••••• L••

BAYPORT, NY

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Search this name across graphsid dfx:ria:54645a96-f7fd-1041-677a-72570f0df1ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Mar 11, 2013	n/a	yes	BAYPORT, NY	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Aug 16, 2007	Mar 11, 2013	no	PATCHOGUE, NY\|BELLPORT, NY\|LAKE RONKONKOMA, NY\|BAY SHORE, NY\|WEST BABYLON, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	J••• M••••• S••••••••• L••	Mar 11, 2013	Mar 11, 2013	0	Firm change	Other
B•• M••••• S••••••••• C•••••••••	H••• S••••••••• •••• I•••	Oct 17, 2006	Aug 16, 2007

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Mar 11, 2013 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Aug 16, 2007 to Mar 11, 2013factForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Nov 18, 2003 to Oct 17, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54645a96-f7fd-1041-677a-72570f0df1ea
First observed: Nov 18, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.