DFX Intelligence

J•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

J•••••• G••••••

Advisor at L•• F•••••••• L••

FORT MILL, SC | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:54670f3e-d867-a3b7-7f0f-0dc15d914318

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 4, 2019	n/a	yes	FORT MILL, SC\|ALPHARETTA, GA	Current employment
A•••••• G••••• I•••••••• U••• L••	Former SEC adviser	Feb 27, 2019	Jun 18, 2019	no	Alpharetta, GA\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• G••••• I•••••••• U••• L••	L•• F•••••••• L••	Jun 18, 2019	Oct 4, 2019	108	Firm change	Other
N••••••••• I••••••••• A•••••••• L••	A•••••• G••••• I•••••••• U••• L••	Nov 27, 2017	Feb 27, 2019

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 4, 2019 to presentfactForm ADV
→ A•••••• G••••• I•••••••• U••• L••Registered adviserregistration: previous registration
Feb 27, 2019 to Jun 18, 2019factForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2016 to Nov 27, 2017factForm ADV
→ N••••••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54670f3e-d867-a3b7-7f0f-0dc15d914318
First observed: Sep 5, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.