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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

ELMO ZORNES III

Advisor at MORGAN STANLEY

Lafayette, LA

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Search this name across graphsid dfx:ria:546a5fa2-32f0-81b3-5243-3183effbc47c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 7, 2007
First registration: Feb 9, 2007
Dual registered: yes, broker-dealer
Other names: ELMO ZORNES|ELMO ZORNES|Skip Zornes|ELMO ZORNES III
IAPD individual key: 5254201

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	May 12, 2021	n/a	yes	Lafayette, LA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 21, 2015	May 24, 2021	no	LAFAYETTE, LA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Aug 25, 2015	no	NEW IBERIA, LA\|NEW IBERIA, LA\|NEW IBERIA, LA\|BROUSSARD, LA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 16, 2011	Oct 1, 2012	no	NEW IBERIA, LA\|NEW IBERIA, LA\|NEW IBERIA, LA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 9, 2007	Apr 23, 2010	no	THE WOODLANDS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	May 24, 2021	May 12, 2021	-12	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	UBS FINANCIAL SERVICES INC.	Aug 25, 2015	Aug 21, 2015	-4	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Apr 23, 2010	Feb 16, 2011	299	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:LA:2021-05-21	May 24, 2021	May 12, 2021	LAFAYETTE, LA	Firm change

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
May 12, 2021 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 21, 2015 to May 24, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 25, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 16, 2011 to Oct 1, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 9, 2007 to Apr 23, 2010factForm ADV

Dated events

No dated event names this entity yet.