DFX Intelligence

M••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst33 years in industry

M••• P•••••

Advisor at A••••••••• L••

LOS ANGELES, CA | San Diego, CA

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Search this name across graphsid dfx:ria:54813ca6-1f16-a800-916f-3490a01e54d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Apr 1, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••• P•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Jan 4, 2016	n/a	yes	San Diego, CA\|LOS ANGELES, CA	Current employment
H••••••• A••••••••• I•••	Former SEC adviser	Apr 1, 2004	Jan 4, 2016	no	SOLANA BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• A••••••••• I•••	A••••••••• L••	Jan 4, 2016	Jan 4, 2016	0	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
104617:146720:CA:2016-01-04	Jan 4, 2016	Jan 4, 2016	SOLANA BEACH, CA	Firm change

Relationships

Registered with (2)

→ A••••••••• L••Registered adviserregistration: current employment
Jan 4, 2016 to presentfactForm ADV
→ H••••••• A••••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2004 to Jan 4, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54813ca6-1f16-a800-916f-3490a01e54d1
First observed: Apr 1, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.