DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HOKANSON ASSOCIATES, INC.

CRD 104617

SOLANA BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1bf7f1a-8fb0-803f-1c18-360b443d896e

Data as of Mar 20, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Mar 20, 2015
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $579MItem 5.F on the latest filing (2015-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $579M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 3
Accounts: 694
SEC number: 801-22755
CRD: 104617
Filings on the tape: 5
First filed: Mar 27, 2012
Latest filed: Mar 20, 2015
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GAARE, MAUREEN, JEAN	CHIEF COMPLIANCE OFFICER	Na	yes	08/2011	Mar 27, 2012	Mar 20, 2015
HOKANSON, NEIL, CHARLES	President	E	yes	06/1997	Mar 27, 2012	Mar 20, 2015
KITCHENS, LINDA, KAYE	DIRECTOR OF CLIENT SERVICES	B	yes	06/2009	Mar 27, 2012	Mar 20, 2015
PETRIE, MARK	VICE PRESIDENT, PORTFOLIO MANAGER	B	yes	11/2001	Mar 27, 2012	Mar 20, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 20, 2015	$579M	$579M	12	3	n/a	n/a	n/a
2013	Mar 17, 2014	$568M	$568M	11	3	n/a	n/a	n/a
2012	Mar 27, 2013	$486M	$486M	10	3	n/a	n/a	n/a
2011	Mar 27, 2012	$409M	$409M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$579M	$568M	1.9%	$409M	12.3%	12	11	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ASPIRIANT, LLC	4	Jan 4, 2016	Jan 4, 2016	SOLANA BEACH, CA	Firm absorbed	Other	100.0%

Relationships

Controls (4)

← KITCHENS, LINDA, KAYEOwnerDIRECTOR OF CLIENT SERVICES, ownership code B, individual
Mar 27, 2012 to presentfactForm ADV
← PETRIE, MARKOwnerVICE PRESIDENT, PORTFOLIO MANAGER, ownership code B, individual
Mar 27, 2012 to presentfactForm ADV
← GAARE, MAUREEN, JEANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← HOKANSON, NEIL, CHARLESOwnerPRESIDENT, ownership code E, individual
Mar 27, 2012 to presentfactForm ADV

Moved with (1)

→ ASPIRIANT, LLCRegistered adviser4 advisors, firm absorbed, same day
Jan 4, 2016 to Jan 4, 2016factForm ADV

Registered with (7)

← LINDA KAYE KITCHENSAdvisorregistration: previous registration
Jul 8, 1997 to Jan 4, 2016factForm ADV
← MARK PETRIEAdvisorregistration: previous registration
Apr 1, 2004 to Jan 4, 2016factForm ADV
← MYLES D RUSHAdvisorregistration: previous registration
Mar 26, 2014 to Jan 4, 2016factForm ADV
← MATTHEW ROSS ADAMSAdvisorregistration: previous registration
Mar 19, 2015 to Jan 4, 2016factForm ADV
← ANDREW CHARLES RUSSELLAdvisorregistration: previous registration
Mar 7, 2007 to Aug 2, 2011factForm ADV
← MARC ROBERT ROLANDAdvisorregistration: previous registration
Mar 29, 2004 to Aug 2, 2011factForm ADV
← CHARLES FREDERICK CHAMBERLINAdvisorregistration: previous registration
Jul 11, 2007 to Dec 8, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1bf7f1a-8fb0-803f-1c18-360b443d896e
First observed: Mar 27, 2012
Last observed: Mar 20, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOKANSON ASSOCIATES, INC.

CRD 104617

SOLANA BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1bf7f1a-8fb0-803f-1c18-360b443d896e

Data as of Mar 20, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GAARE, MAUREEN, JEAN

CHIEF COMPLIANCE OFFICER

yes

08/2011

Mar 27, 2012

Mar 20, 2015

HOKANSON, NEIL, CHARLES

President

yes

06/1997

Mar 27, 2012

Mar 20, 2015

KITCHENS, LINDA, KAYE

DIRECTOR OF CLIENT SERVICES

yes

06/2009

Mar 27, 2012

Mar 20, 2015

PETRIE, MARK

VICE PRESIDENT, PORTFOLIO MANAGER

yes

11/2001

Mar 27, 2012

Mar 20, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 20, 2015

$579M

n/a

2013

Mar 17, 2014

$568M

n/a

2012

Mar 27, 2013

$486M

n/a

2011

Mar 27, 2012

$409M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$579M

$568M

1.9%

$409M

12.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ASPIRIANT, LLC

Jan 4, 2016

SOLANA BEACH, CA

Firm absorbed

Other

100.0%