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RIA / WealthAdvisor14 years in industry

CASSIDY STECK

Advisor at PEAK ASSET MANAGEMENT, LLC

LOUISVILLE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5485e688-a713-55f8-da77-2f8f1c7591da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jun 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEAK ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 21, 2021
First registration: Jun 21, 2021
Dual registered: no
Other names: Cassidy D Steck
IAPD individual key: 6669322

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEAK ASSET MANAGEMENT, LLC	Independent wealth	Aug 20, 2025	n/a	yes	LOUISVILLE, CO	Current employment
Pathstone	Independent wealth	Apr 18, 2024	Feb 20, 2025	no	ENGLEWOOD, NJ\|Boulder, CO	Previous registration
CRESTONE ASSET MANAGEMENT LLC	Former SEC adviser	Jun 20, 2023	Apr 12, 2024	no	BOULDER, CO	Previous registration
HIGGINS & SCHMIDT WEALTH STRATEGIES LLC	Independent wealth	Sep 2, 2022	Apr 19, 2023	no	DENVER, CO	Previous registration
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Jun 21, 2021	Aug 15, 2022	no	Dallas, TX\|Thornton, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Pathstone	PEAK ASSET MANAGEMENT, LLC	Feb 20, 2025	Aug 20, 2025	181	Firm change	RIA to RIA
CRESTONE ASSET MANAGEMENT LLC	Pathstone	Apr 12, 2024	Apr 18, 2024	6	Firm change	RIA to RIA
HIGGINS & SCHMIDT WEALTH STRATEGIES LLC	CRESTONE ASSET MANAGEMENT LLC	Apr 19, 2023	Jun 20, 2023	62	Firm change	RIA to RIA
ROCKEFELLER CAPITAL MANAGEMENT	HIGGINS & SCHMIDT WEALTH STRATEGIES LLC	Aug 15, 2022	Sep 2, 2022	18	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108581:151736:CO:2024-04-12	Apr 12, 2024	Apr 18, 2024	BOULDER, CO	Firm change

Relationships

Registered with (5)

→ PEAK ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 20, 2025 to presentfactForm ADV
→ PATHSTONERegistered adviserregistration: previous registration
Apr 18, 2024 to Feb 20, 2025factForm ADV
→ CRESTONE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 20, 2023 to Apr 12, 2024factForm ADV
→ HIGGINS & SCHMIDT WEALTH STRATEGIES LLCRegistered adviserregistration: previous registration
Sep 2, 2022 to Apr 19, 2023factForm ADV
→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jun 21, 2021 to Aug 15, 2022factForm ADV

Dated events

Occurred
Feb 20, 2025
Advisor changed firm
Cassidy Steck left Pathstone for Peak Asset Management, Llc (registered 2025-08-20)
Form ADVobserved 6 days ago
Occurred
Apr 12, 2024
Advisor changed firm
Cassidy Steck left Crestone Asset Management Llc for Pathstone (registered 2024-04-18)
Form ADVobserved 6 days ago
Occurred
Apr 19, 2023
Advisor changed firm
Cassidy Steck left Higgins & Schmidt Wealth Strategies Llc for Crestone Asset Management Llc (registered 2023-06-20)
Form ADVobserved 6 days ago
Occurred
Aug 15, 2022
Advisor changed firm
Cassidy Steck left Rockefeller Capital Management for Higgins & Schmidt Wealth Strategies Llc (registered 2022-09-02)
Form ADVobserved 6 days ago